Weekly Reports
Updates for the week ending September 11, 2009
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 52-325 Certification Compliance Review
This CSA notice summarizes the results of a Canada wide continuous disclosure review that focused on compliance with the certification requirements in National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings.
News and Events
- News Release 2009/43 - Canadian securities regulators announce results of certification compliance review [CSA]
- News Release 2009/44 - BCSC bans two B.C. residents for illegally soliciting funds from investors
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Michael Kyaw Myint Hua Hu - Ruling
- Investment Industry Regulatory Organization of Canada and Global Securities Corporation - Hearing notice - hearing date
- Solara Technologies Inc. and William Dorn Beattie - Hearing notice - hearing dates
- Renee Marie Helmig aka Nisha Helmig - Order & Settlement Agreement
- Kerry John O’Neill - Order & Settlement Agreement
- Dalton Bruce Dupasquier - Order & Settlement Agreement
- Dalton Bruce Dupasquier - Notice of Discontinuance
Cease Trade Orders and Revocations (Failure to File)
- Mobilized Entertainment Inc. - Revocation Order
- Biotanika Health Group Inc. - Cease Trade Order
- White Mountain Titanium Corporation - Revocation Order
- The Spice Dept, Inc. - Revocation Order
- The Spice Depot, Inc. - Cease Trade Order
- Clear Vistas Development Corporation - Cease Trade Order
- Copper Mesa Mining Corporation - Revocation Order
- Global Energy Group, Ltd. - Cease Trade Order
- Edgewater Foods International, Inc. (currently known as Ocean Smart, Inc.) - Revocation Order
- Globalink Ltd. - Revocation Order
- Denarii Resources Inc. - Cease Trade Order
- Fibresources Corporation - Cease Trade Order
Exemption Orders
- No new documents