Weekly Reports
Updates for the week ending August 5, 2011
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA/IIROC Staff Notice 23-311 - Joint CSA/IIROC - Staff Notice 23-311 – Regulatory approach to dark liquidity in the Canadian market
The CSA and IIROC are publishing the paper to provide an overview of CSA and IIROC proposals relating to the regulation of dark liquidity in the Canadian market.
News and Events
- News release 2011/67 - CSA and IIROC announce regulatory framework for dark liquidity in Canada
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- No new documents
Cease Trade Orders and Revocations
(Failure to File)
- Seprotech Systems Incorporated - Revocation Order
- Southeast Asia Mining Corp. - Revocation Order
- Tony Ker and Ridgeline Energy Services Inc. - Cease Trade Order
- San Leon Energy Plc - Revocation Order
- Digagogo Ventures Corp. - Halt Trade Order
- Sense Technologies Inc. - Revocation Order
- Zeox Corporation - Revocation Order
- Acadian Energy Inc. - Cease Trade Order
Exemption Orders
- HSBC Global Asset Management (Canada) Limited - Decision
- Firebird Capital Partners Inc. - Decision
- San Leon Energy Plc - Decision