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Weekly Reports

Updates for the week ending October 16, 2009

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Policies and Instruments

  • BC Notice 2009/26 - Notice and Publication for Comment - Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, Form 81-106F1 and Companion Policy 81-106CP and Related Amendments

    This notice requests comments on proposed amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, its related form and companion policy, and proposed consequential amendments relating to investment funds.

    The purpose of the proposed amendments is to accommodate the upcoming changeover to International Financial Reporting Standards. The comment period ends on January 14, 2010.

  • BC Notice 2009/27 - Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions, Form 45-106F2, Form 45-106F3 and Companion Policy 45-106CP

    This notice requests comments on proposed amendments to National Instrument 45-106 Prospectus and Registration Exemptions, its related forms and companion policy. The purpose of the proposed amendments is to accommodate the upcoming changeover to International Financial Reporting Standards. The comment period ends on January 18, 2010.

News and Events

  • News release 2009/54 - Former Vancouver resident receives seven-year market bans and pays $10,000
  • News release 2009/56 - Brenda Leong appointed Chair of the British Columbia Securities Commission
  • News release 2009/57 - Investor Alert: Securities regulator investigating Sung Wan Kim
  • News release 2009/58 - Canadian families learn how to “Make it Count”
  • News release 2009/59 - Media Invited: Experts in Vancouver to discuss credit market crisis and its fallout
  • News release 2009/60 - Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders