Weekly Reports
Updates for the week ending October 30, 2009
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Policies and Instruments
- BCN 2009/29 - Notice of Amended Conditions of Registration for Investment Dealers with a BC Office that Trade in the U.S. Over-the-counter Markets
This BC Notice announces the implementation of new conditions of registration for investment dealers with a BC office that trade in the U.S. over-the-counter markets and revised BC Interpretation Note 33-705. - BCN 2009/30 - Notice and Request for Comment - Proposed amendments to National Instrument 24-101 Institutional Trade Matching and Settlement, related forms and Companion Policy 24-101CP
This notice requests comment on proposed amendments to National Instrument 24-101 Institutional Trade Matching and Settlement, its related forms and companion policy.
The amendments will be published for a 90 day comment period. The comment period expires on January 28, 2010.
News and Events
- News release 2009/62 - Ponzi schemers ordered to surrender $16 million in ill-gotten gains
- News release 2009/63 - FCAC and BCSC add two new modules to their financial education resource, The City
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Manna Trading Corp Ltd. et. al. - Decision
- The Castleton Group and Beltway M&A - Hearing notice - Extension of Temporary Order and Adjournment
Cease Trade Orders and Revocations
(Failure to File)- Northstar Electronics Inc. - Revocation Order
- Meridex Software Corporation - Revocation Order
- Jatinder (Jack) Singh Bal - Cease Trade Order
- T.M.T Resources Inc. - Revocation Order
- Goldbridge Mining Ltd. - Revocation Order
- Ross River Minerals Inc. - Revocation Order
Exemption Orders
- Orvana Minerals Asturias Corp. - Decision