Weekly Reports
Updates for the week ending November 6, 2009
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- No new documents
News and Events
- News release 2009/64 - U.S. firm pays $54,500 for trading without registration
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Morgan Stanley & Co. Incorporated - Order and Settlement Agreement
- Partners in Planning Financial Services Ltd. and Mutual Fund Dealers Association of Canada - Hearing notice - hearing date
- Sung Wan (Sean) Kim - Hearing notice - Extension of Temporary Order and Adjournment
- Geosam Investments Limited and TSX Venture Exchange Inc. - Ruling
- The Castleton Group, Beltway M&A and Waverly M&A - Order
Cease Trade Orders and Revocations
(Failure to File)- Heritage Investment Properties Mortgage Fund - Partial Revocation Order
- VendTek Systems Inc. - Partial Revocation Order
- Fairmile GoldTech Inc. - Revocation Order
- Belvedere Resources Corporation - Revocation Order
- New Horizon Uranium Corporation - Revocation Order
- Aroway Minerals Inc., Gale Force Petroleum Inc., Golden Hat Resources Inc., Oriental Minerals Inc., Pixman Nomadic Media Inc. and Prosys Tech Corporation - Cease Trade Order
- Central Minera Corp., Geocom Resources Inc., Hague Corp. and Sun Cal Energy, Inc. - Cease Trade Order
- Cybersurf Corp. - Cease Trade Order
Exemption Orders
- Invesco Trimark Ltd. - Decision
- First Place Tower Brookfield Properties Inc. - Decision