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Weekly Reports

Updates for the week ending November 20, 2009

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Policies and Instruments

  • CSA Staff Notice 51-331 - Report on CSA Staff’s Review of Executive Compensation Disclosure - Form 51-102F6 Statement of Executive Compensation Disclosure

    This notice announces the publication of a CSA Staff Notice to report the findings of the CSA’s review of TSX and TSXV issuer compliance with the Form 51-102F6 Executive Compensation Disclosure that became effective December 31, 2008 for disclosure in respect of financial years ending on or after December 31, 2008.
  • CSA Staff Notice 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations

    The Canadian Securities Administrators (collectively, we or staff) recently conducted continuous disclosure reviews on the application of the forward-looking information (FLI) requirements in National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102 or the Rule) that came into effect on December 31, 2007 (New FLI Requirements).  We looked at various documents during the course of our reviews including Annual Information Forms, Management Discussion and Analyses, news releases and investor presentations archived on company websites.  Although staff requested a number of issuers to improve their disclosure in future filings, our reviews did not result in issuers having to re-file documents in order to correct identified deficiencies.

    This notice focuses on areas where we identified deficiencies, as well as areas where we think disclosure of FLI can be enhanced.

News and Events

Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)

Cease Trade Orders and Revocations (Failure to File)

Exemption Orders