Weekly Reports
Updates for the week ending November 27, 2009
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 45-304 - Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions
This notice announces the publication of a CSA Staff Notice that lists the prospectus and registration exemptions in each jurisdiction of Canada that are not included in National Instrument 45-106 Prospectus and Registration Exemptions or National Instrument 31-103 Registration Requirements and Exemptions.
News and Events
- News release 2009/70 - BCSC panel releases reasons for its decision to review MFDA governance bylaw
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Partners in Planning Financial Services Ltd. and Mutual Fund Dealers Association of Canada - Reasons for Ruling
- Dalton Bruce Dupasquier - Variation Order
- Cem Ali, Horizon FX Investments Limited Partnership, Horizon FX Investments Incorporated and HFX Management Services Inc. - Hearing notice - Adjournment
Cease Trade Orders and Revocations
(Failure to File)
- Firesteel Resources Inc. - Revocation Order
- Sentry Petroleum Ltd. - Revocation Order
- NGAS Resources, Inc. - Revocation Order
- Altek Power Corporation - Amended Partial Revocation Order
- Odyssey Petroleum Corp. - Revocation Order
- Copper Mesa Mining Corporation - Revocation Order
- Mark Orsmond - Cease Trade Order
- Getty Copper Inc. - Cease Trade Order
- Americas Energy Company - Aeco (formerly Trend Technology Corportaion) - Variation of Cease Trade Order
Exemption Orders
- Nevsun Resources Ltd. - Decision