Weekly Reports
Updates for the week ending April 9, 2010
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Policies and Instruments
- BCN 2010/15 - Advance Notice of Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to National Instrument 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus
The Canadian Securities Administrators announce advance notice of the expected implementation of proposed amendments to National Instrument National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to National Instrument 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus. These proposed amendments arise from the new National Instrument 23-102 Use of Client Brokerage Commissions
News and Events
- News release 2010/17 - Paul C. Bourque Q.C. appointed Executive Director of the B.C. Securities Commission
- News release 2010/18 - Genius Funds permanently banned for illegally selling securities
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Sungro Minerals Inc. - Hearing notice - adjournment
- Genius Funds, also known as Genius Investments - Order
Cease Trade Orders and Revocations
(Failure to File)
- Robert Rieder (the Insider) and Akela Pharma Inc. - Cease Trade Order
- Steve Vanry (the Insider) and Frontera Copper Corporation - Cease Trade Order
- Lux Energy Corp. - Cease Trade Order
- ACM Commercial Mortgage Fund - Cease Trade Order
- Raphael Industries Ltd. - Cease Trade Order
- Forum National Investments Ltd. - Cease Trade Order