Alexis Financial Inc.

Head Office:
700-838 W Hastings StreetAttn: Kelly Pladson,
Vancouver, BC V6 C0A6 CAN
Previous Name(s):
Year End:
March 31
Reporting Since:
Principal Regulator:
British Columbia

Regulatory Details

Default History

Period of Default Default Code Default From Default To
Q1 2019-06-30

3 Failure to pay a fee required by the Act or the regulations.

2019-09-12 ---
Q1 2019-06-30

1. The reporting issuer has failed to file the following continuous disclosure prescribed by securities laws:

1b. Failure to file interim financial statements.

1c. Failure to file an annual or interim management’s discussion and analysis (MD&A) or annual or interim management report of fund performance (MRFP).

1e. Failure to file a certification of annual or interim filings required by National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (NI 52-109).

3 Failure to pay a fee required by the Act or the regulations.

2019-09-03 2019-09-12


SEDI is the System for Electronic Disclosure by Insiders, established by securities regulatory authorities. SEDI facilitates the filing and public dissemination of insider reports in electronic format via the Internet and the SEDI website.

Offerings & Distributions

Exempt Distributions

Showing 2 records as of 2019-10-17 12:00:00 AM

Exemption Document Type Distribution From Distribution To $ Amount Raised Filing Date
NI 45-106 2.3, NI 45-106 2.5 Report 2017-09-11 2017-09-11 29,800.00 2017-09-21
NI 45-106 2.3 Report 2016-07-13 2016-07-13 12,081.75 2016-07-22

Exempt Applications & Orders

Nothing on File