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Braun, Alan

Date of Order or Settlement:
2019-02-19
 
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts 

    Permanent director/officer ban

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision 

    Permanent ban from becoming or acting as a promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Violation:
    Fraud
Ruling Body:
BCSC
Payment Agreed/Ordered:
$323,500 in disgorgement and an administrative penalty of $450,000