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Braun, Jerry

Date of Order or Settlement:
2019-02-19
Banned Until:
2/19/2034
Sanction:

    15-year ban from purchasing and trading in securities (with conditions)

    15-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision

    15-year director/officer ban (with conditions)

    15-year ban from becoming or acting as a registrant or promoter

    15-year ban from acting in a management or consultative capacity in connection with activities in the securities marketĀ 

    15-year investor relations ban

Supporting Documents:
Violation:
    Fraud
Ruling Body:
BCSC
Payment Agreed/Ordered:
$156,919 in disgorgement and an administrative penalty of $200,000