Enforcement

Disciplined List

Braun, Jerry

Date of Order or Settlement:

2019-02-19
Banned Until:

2034-02-19

Sanction:

15-year ban from purchasing and trading in securities (with conditions)
15-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision
15-year director/officer ban (with conditions)
15-year ban from becoming or acting as a registrant or promoter
15-year ban from acting in a management or consultative capacity in connection with activities in the securities market
15-year investor relations ban

Supporting Documents:

Violation:

Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$156,919 in disgorgement and an administrative penalty of $200,000