Disciplined List
Dhanani, Ayaz (aka Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos and Rahim Jiwa)
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Date of Order or Settlement:
2016-12-16
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
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Fraud
Ruling Body:
BCSCPayment Agreed/Ordered:
$188,800 in disgorgement and an administrative penalty of $225,000