Disciplined List
Hogaboam, Lyle Charles
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Date of Order or Settlement:
2019-04-25 -
Banned Until:
2023-04-25
Sanction:
- 4-year ban from purchasing and trading in securities (with conditions)
- 4-year director/officer ban
- 4-year ban from becoming or acting as a registrant or promoter
- 4-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 4-year investor relations ban
Supporting Documents:
Violation:
-
Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000