Disciplined List
Keenan, Robert Harold
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Date of Order or Settlement:
2020-01-30 -
Banned Until:
2025-10-30
Sanction:
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Banned from purchasing and trading in securities or exchange contracts (with conditions)
Banned from relying on any exemptions set out in the Securities Act, in the regulations or a decision
Banned from becoming or acting as a Director/officer (with conditions)
Banned from becoming or acting as a registrant or promoter
Banned from acting in a management or consultative capacity in connection with activities in the securities market