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Liu, Chien-Hua (aka William Liu)

Date of Order or Settlement:
Banned Until:

    2-year ban from purchasing and trading in securities (with conditions)

    2-year ban from relying on any exemptions set out in the Securities Act, the regulations or a decision 

    2-year director/officer ban (with conditions)

    2-year ban from becoming or acting as a registrant or promoter

    2-year ban from acting in a management or consultative capacity in connection with activities in the securities market 

    2-year investor relations ban

Supporting Documents:
    Unregistered trading
Ruling Body:
Payment Agreed/Ordered:
$119,380.79 in disgorgement and a $40,000 administrative penalty