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Liu, Chien-Hua (aka William Liu)

Date of Order or Settlement:
2019-07-04
Banned Until:
7/4/2021
Sanction:

    2-year ban from purchasing and trading in securities (with conditions)

    2-year ban from relying on any exemptions set out in the Securities Act, the regulations or a decision 

    2-year director/officer ban (with conditions)

    2-year ban from becoming or acting as a registrant or promoter

    2-year ban from acting in a management or consultative capacity in connection with activities in the securities market 

    2-year investor relations ban

     
Supporting Documents:
Violation:
    Unregistered trading
Ruling Body:
BCSC
Payment Agreed/Ordered:
$119,380.79 in disgorgement and a $40,000 administrative penalty