Disciplined List
Reynolds, Keir
-
Date of Order or Settlement:
2018-07-05 -
Banned Until:
2021-07-05
Sanction:
- 3-year ban from purchasing and trading in securities or exchange contracts (with conditions)
- 3-year director/officer ban
Supporting Documents:
Violation:
-
Insider trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000