Volkmar Guido Hable; Executive Director

Date Opened:
Hearing Type:
False or misleading statements to the commission; Manipulation/Misleading trading
Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered
Hearing Dates:
2016-12-22; 2017-01-10; 2017-03-13;
Nigel P Cave - Chair, Don Rowlatt, Suzanne K Wiltshire
Please Note:
Temporary order issued. On December 22, 2016, the Commission held a hearing, and by consent of the parties, extended the temporary order until a hearing is held and a decision is rendered. The Panel issued its findings on June 26, 2017. Hearing concluded.The Panel issued its decision on November 7, 2017.

Notices & Decisions

Date Issued Document Type Description
2018-01-23 News release Investor Alert: BCSC issues warning about previously disciplined person
2017-11-08 News release News release
2017-11-07 Decision 2017 BCSECCOM 340
2017-06-27 News release
2017-06-26 Findings 2017 BCSECCOM 209
2017-01-10 Notice Hearing Notice - Hearing Dates, 2017 BCSECCOM 7
2016-12-22 Temporary Order - Extension 2016 BCSECCOM 417
2016-12-13 News release News release, Temporary Order and Notice of Hearing
2016-12-12 Temporary order Temporary Order and Notice of Hearing, 2016 BCSECCOM 409