SBC Financial Group Inc.; Prabhjot Singh Bakshi; Executive Director

Date Opened:
2017-01-26
Hearing Type:
Enforcement
Allegations:
Fraud; Illegal distribution; Trading without registration
Status:
Hearing held; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2017-03-21; 2017-10-19 - 2017-10-20; 2017-10-23; 2017-10-25; 2018-01-25; 2018-07-18;
Panel:
Nigel P Cave - Chair, Judith Downes, Gordon L. Holloway
Please Note:
The Panel issued it's Decision on September 5, 2018.


Notices & Decisions

Date Issued Document Type Description
2018-09-05 Decision 2018 BCSECCOM 267
2018-05-22 Notice Hearing Notice - Hearing Date 2018 BCSECCOM 165
2018-04-18 News release News release
2018-04-16 Findings 2018 BCSECCOM 113
2017-10-26 Notice Hearing Notice - Hearing Date, 2017 BCSECCOM 324
2017-07-24 Notice of hearing Amended notice of hearing 2017 BCSECCOM 243
2017-03-21 Notice Hearing Notice - Hearing Dates 2017 BCSECCOM 107
2017-01-25 News release News release
2017-01-24 Notice of hearing 2017 BCSECCOM 16