James Francis Gerard Callaghan; TSX Venture Exchange Inc.; Executive Director

Date Opened:
2017-08-31
Hearing Type:
Review
Status:
Hearing held; Submissions complete; Ruling rendered; Hearing pending
 
Hearing Dates:
2018-02-09; 2018-07-16; 2018-12-10 - 2018-12-12;
Panel:
Nigel P Cave - Chair, Audrey T. Ho, Don Rowlatt
Please Note:
On August 31, 2017, Mr. Callaghan applied to the Commission for a review of the TSX Venture Exchange's decision dated August 1, 2017. On January 19, 2018, Mr. Callaghan applied for an order for disclosure of documents by the TSX Venture Exchange. On February 9, 2018, the Panel heard Mr. Callaghan's application. On February 21, 2018 the Panel issued its order. The review hearing is scheduled to start on December 10, 2018.


Notices & Decisions

Date Issued Document Type Description
2018-07-17 Notice Hearing Notice - Adjournment and Hearing Dates 2018 BCSECCOM 223
2018-04-23 Notice Hearing Notice - Adjournment 2018 BCSECCOM 120
2018-02-21 Order 2018 BCSECCOM 78
2018-01-24 Notice Hearing Notice - Adjournment and Hearing Dates 2018 BCSECCOM 40
2018-01-19 Application James Francis Gerard Callaghan's Notice of Application for an order for disclosure of documents by the TSX Venture Exchange
2017-08-31 Application Application for a review of the TSX Venture Exchange's decision dated August 1, 2017