Chien-Hua Liu, also known as William Liu; NuWealth Financial Group Inc.; CPFS Professional Financial Services Inc.; Executive Director

Date Opened:
2017-12-18
Hearing Type:
Enforcement
Allegations:
Trading without registration
Status:
Hearing pending
Hearing Dates:
2018-01-30;
 
Please Note:
The Commission will set a date for the hearing on January 30, 2018 at 10:00am.


Notices & Decisions

Date Issued Document Type Description
2017-12-19 News release News release
2017-12-18 Notice of hearing 2017 BCSECCOM 378