Chien-Hua Liu, also known as William Liu; NuWealth Financial Group Inc.; CPFS Professional Financial Services Inc.; Executive Director

Date Opened:
2017-12-18
Hearing Type:
Enforcement
Allegations:
Trading without registration
Status:
Hearing pending
Hearing Dates:
2018-01-30; 2018-06-11 - 2018-06-12; 2018-06-14; 2018-09-07;
Panel:
Nigel P Cave - Chair, Don Rowlatt, Suzanne K Wiltshire
Please Note:
Hearing concluded. The parties' liability submissions are due July 30, 2018. On September 7, 2018, the Panel will hear the parties' submissions on liability.


Notices & Decisions

Date Issued Document Type Description
2017-12-19 News release News release
2017-12-18 Notice of hearing 2017 BCSECCOM 378