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Chien-Hua Liu, also known as William Liu; NuWealth Financial Group Inc.; CPFS Professional Financial Services Inc.; Executive Director

Date Opened:
Hearing Type:
Trading without registration
Hearing held; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2018-01-30; 2018-06-11 - 2018-06-12; 2018-06-14; 2018-09-07;
Nigel P Cave - Chair, Don Rowlatt, Suzanne K Wiltshire
Please Note:
Hearing concluded. The Panel issued its Findings on November 23, 2018. The parties' submissions on sanctions are due February 1, 2019.

Notices & Decisions

Date Issued Document Type Description
2018-11-23 Findings 2018 BCSECCOM 372
2018-11-23 News release
2017-12-19 News release News release
2017-12-18 Notice of hearing 2017 BCSECCOM 378