Lynne Rae Nickford (aka Lynne Rae Zlotnik dba Lynne Zlotnik Wealth Management); Executive Director

Date Opened:
2012-07-30
Hearing Type:
Enforcement
Allegations:
Fraud
Status:
Hearing held; Hearing adjourned generally; Hearing completed; Submissions complete; Findings rendered; Submissions complete; Hearing in progress
Hearing Dates:
2012-09-18; 2012-10-02; 2012-11-02; 2014-09-19; 2014-11-24; 2015-02-27; 2015-04-14; 2015-10-01; 2015-11-12; 2016-05-06; 2016-06-27; 2016-08-31; 2016-09-26 - 2016-09-29; 2017-01-19; 2017-11-24;
Panel:
Suzanne K Wiltshire - Chair, Judith Downes, Don Rowlatt
Please Note:
On November 2, 2012, the Panel, by consent, issued a temporary order until a hearing is held and a decision rendered. On August 18, 2017, the Panel issued its Findings. On November 24, 2017, the Panel heard oral submissions on sanction. The Panel's decision is due December 27, 2017.


Notices & Decisions

Date Issued Document Type Description
2017-08-21 News release News release
2017-08-18 Findings 2017 BCSECCOM 272
2016-11-18 Notice 2016 BCSECCOM 385
2016-09-27 Ruling 2016 BCSECCOM 326, Ruling on adjournment
2016-09-06 Ruling 2016 BCSECCOM 301, Ruling-adjournment
2016-08-17 Ruling 2016 BCSECCOM 282, Ruling - adjournment
2015-11-27 Ruling 2015 BCSECCOM 425
2013-10-02 Ruling 2013 BCSECCOM 418 (Ruling - Adjournment)
2013-05-23 Ruling Ruling - Adjournment, 2013 BCSECCOM 174
2012-11-27 Notice Hearing notice - adjournment 2012 BCSECCOM 441
2012-11-02 Order 2012 BCSECCOM 412
2012-07-31 News release News release
2012-07-30 Notice of hearing 2012 BCSECCOM 302