Proposed New MFDA Rule 2.4.4 (Transaction Fees or Charges) and Proposed Amendments to MFDA Rule 5.1 (Requirement for Records)


View PDF of Proposed New MFDA Rule 2.4.4 (Transaction Fees or Charges) and Proposed Amendments to MFDA Rule 5.1 (Requirement for Records) PDF

Date published: June 25, 2010
Comment period expires: September 23, 2010

The Commission is publishing for comment for 90 days the proposed new MFDA Rule 2.4.4 (Transaction Fees and Charges) and amendments to MFDA Rule 5.1 (Requirement for Records).  The comment period expires on September 23, 2010. 

Details on the process for submitting comments are included in Section V of the MFDA's notice.