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Request for Comment: Proposed amendments to MFDA Rule 2.2 (Client Accounts) and Policy No. 2 - Minimum Standards for Account Supervision


View PDF of  Request for Comment: Proposed amendments to MFDA Rule 2.2 (Client Accounts) and Policy No. 2 - Minimum Standards for Account Supervision PDF

Proposed amendments to MFDA Rule 2.2 (Client Accounts) and Policy No. 2 - Minimum Standards for Account Supervision

Date published: June 13, 2008
Comment period expires: September 11, 2008

The Commission is publishing for a 90 day comment period proposed amendments to MFDA Rule 2.2 - Client Accounts and Policy 2 - Minimum Standards for Account Supervision to implement core principles of the Client Relationship Model. Comment period expires on September 11, 2008