Request for Comment: Proposed Amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3 (Client Reporting) and 5.4 (Trade Confirmations)


View pdf of Request for Comment 

The BCSC is publishing for a 90-day comment period proposed amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3 (Client Reporting) and 5.4 (Trade Confirmations). Section V of the MFDA's notice sets out the process for submitting comments.

Comment period expires: September 10, 2014