Weekly Reports
Updates for the week ending April 20, 2018
- 93-102 - CSA Notice and Request for Comment Proposed National Instrument 93-102 Derivatives: Registration - Proposed Companion Policy 93-102 Derivatives: Registration
This notice describes Proposed National Instrument 93-102 Derivatives: Registration and related documents. The proposed instrument describes specific requirements for persons that have registration obligations because of trading in or advising on certain derivatives. The comment period for this proposal expires on September 17, 2018.
- News release 2018/24 - BCSC finds that B.C. man and company traded securities without being registered and without filing a prospectus
- News release 2018/25 - Canadian securities regulators seek input on the proposed derivatives registration rule
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new events
Decisions, Settlements, Hearings & Temporary Orders
Cease Trade Orders & Revocations
- 1040440 BC Ltd. - Revocation Order
- Ambient Water Corporation, DSG Global Inc. and DynaResource, Inc. - Cease Trade Order
- Triton Emission Solutions Inc. - Cease Trade Order
- DSG Global Inc. - Revocation Order
- MJ Venture Partners Inc. (formerly GoTraq Inc. which was formerly GeoTraq Inc. which was formerly Mobile Data Corp.) - Variation of Cease Trade Order
- Nuvus Gro Corp. (formerly Hemptech Corp. which was formerly Building Turbines, Inc. which was formerly Hyperbaric Oxygenation Corporation) - Variation of Cease Trade Order
- Kingston Resources Ltd. - Order
- Avigilon Corporation - Order