Weekly Reports
Updates for the week ending January 18, 2019
- 11-340 - CSA Staff Notice 11-340 Extension of Comment Period CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
The CSA is extending the comment period for the Trading Fee Rebate Pilot Study to March 1, 2019. - BC Notice 2019/01 - Expiry of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities and registration requirementsfor persons relying on BCI 32-517 on February 15, 2019 - Frequently Asked Questions
This notice provides responses to frequently asked questions relating to the expiry of BCI 32-517 and the registration requirements for persons relying on BCI 32-517 on February 15, 2019.
- News release 2019/02 - BCSC panel revises and extends temporary orders
- News release 2019/03 - Investors to receive reimbursement for losses
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new events
Decisions, Settlements, Hearings & Temporary Orders
- Aik Guan “Frankie” Lim, Scott Thomas Low, Darrell Wayne Wiebe, FS Financial Strategies Inc., FS Financial Strategies Services Inc., 3i Capital ClearPath Limited Partnership, FS Financial Services Inc., FS Financial Services (Alberta) Inc., Verico FS Capital Inc., FS Financial Systems Inc., Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, George Lay, Gagan Deep Bachra, Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai - Further Extension of Temporary Order
- BridgeMark Financial Corp., Jackson & Company Professional Corp., Anthony Kevin Jackson, Lukor Capital Corp., Justin Edgar Liu, Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.), Cameron Robert Paddock, Simran Singh Gill, JCN Capital Corp., John Rosarino Bevilacqua, Essos Corporate Services Inc., Sway Capital Corp., Von Rowell Torres, David Matthew Schmidt, Detona Capital Corp., Danilen Villanueva, Natasha Jon Emami, Altitude Marketing Corp., Ryan Peter Venier, Platinum Capital Corp., 658111 B.C. Ltd., Jason Christopher Shull, Tryton Financial Corp., Abeir Haddad, Tavistock Capital Corp., Robert John Lawrence, Jarman Capital Inc., Scott Jason Jarman, Northwest Marketing and Management Inc., Aly Babu Husein Mawji, Rufiza Babu Husein Mawji-Esmail, Denise Marie Trainor, Randy White, Escher Invest SA, Hunton Advisory Ltd., Kendl Capital Limited, 1153307 B.C. Ltd., Russell Grant Van Skiver, Bertho Holdings Ltd., Robert William Boswell, Haight-Ashbury Media Consultants Ltd., Ashkan Shahrokhi, Saiya Capital Corporation, Tara Kerry Haddad, Keir Paul MacPherson, Tollstam & Company Chartered Accountants, Albert Kenneth Tollstam, 727 Capital, David Raymond Duggan, Viral Stocks Inc., 10X Capital, Cryptobloc Technologies Corp., New Point Exploration Corp., Green 2 Blue Energy Corp., BLOK Technologies Inc., Kootenay Zinc Corp., Affinor Growers Inc., Beleave Inc., Liht Cannabis Corp. (formerly known as Marapharm Ventures Inc.), PreveCeutical Medical Inc., Speakeasy Cannabis Club Ltd., and Abattis Bioceuticals Corp. - Decision
- Alan Braun, Jerry Braun, Steven Maxwell (aka Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc. and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) - Hearing Notice – hearing date
- Forum National Investments Ltd., Daniel Clozza, Robert Logan Dunn, Douglas Corrigan and Mosaic Holdings Ltd. - Hearing Notice – Adjournment and hearing dates
Cease Trade Orders & Revocations
- EVI Ventures Corp. - Revocation Order
- BLH Life Science Group Inc. - Cease Trade Order
- Nextraction Energy Corp. - Partial Revocation Order
- G.I.E. Environment Technologies Ltd. - Amended Cease Trade Order
- No new documents