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Securities Law

BCN 2007/18 - Adoption of National Instrument 24-101 Institutional Trade Matching and Settlement and Related Documents [BCN - Lapsed]

Published Date: 2007-04-01
Rescinded Date: 2012-05-30
Related Document(s):

Concurrently Published:

The British Columbia Securities Commission, together with the other Canadian Securities Administrators (CSA), is adopting

National Instrument 24-101 Institutional Trade Matching and Settlement (NI 24-101),

  • Form 24-101F1 Registrant Exception Report of DAP/RAP Trade Reporting and Matching,
  • Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching,
  • Form 24-101F3 Matching Service Utility Notice of Operations,
  • Form 24-101F4 Matching Service Utility Notice of Cessation of Operations,
  • Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching,
  • Companion Policy 24-101CP Institutional Trade Matching and Settlement.

In British Columbia, NI 24-101 and Companion Policy 24-101CP come into effect on April 1, 2007, except for sections 3.2 and 3.4, and Parts 4 and 6 of NI 24-101, which have an effective date of October 1, 2007. Other jurisdictions have the various effective dates set out in Part 10 of NI 24-101.

The Commission is also publishing BC Instrument 24-501 Exemption from the filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement (BCI 24-501), which exempts some market participants from filing 24-101 forms in British Columbia. The effective dates of BCI 24-501 vary by section and reflect NI 24-101's effective dates. 

For those market participants that must file NI 24-101 forms in British Columbia, we plan to publish information in the near future about ways to make those filings, including information about electronic filing.

March 30, 2007

 

Robin E. Ford
Commissioner

Ref:  National Instrument 24-101 Institutional Trade Matching and Settlement
Form 24-101F1 Registrant Exception Report of DAP/RAP Trade Reporting and Matching
Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Form 24-101F3 Matching Service Utility Notice of Operations
Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Companion Policy 24-101CP Institutional Trade Matching and Settlement
BC Instrument 24-501 Exemption from the filings requirements of National Instrument 24-101 Institutional Trade Matching and Settlement

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website atwww.bcsc.bc.cain the section Securities Law & Policy: Policies & Instruments.