BCN2008/01 - Request for Comment Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services and Companion Policy 23-102CP [BCN - Lapsed]
| Published Date: | 2008-01-11 |
|---|---|
| Rescinded Date: | 2012-07-13 |
| Related Document(s): |
|
Concurrently Published:
- 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services [NI Proposed - Lapsed]
- 23-102CP - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services [CP Proposed - Lapsed]
In the attached notice, the Canadian Securities Administrators are publishing for comment a revised version of proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services and Companion Policy 23-102CP.
The CSA notice describes where your comments and questions on the revised proposed instrument can be directed. All comments received by April 10, 2008 will be considered.
January 11, 2008
Douglas M. Hyndman
Chair
Ref: National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
Companion Policy 23-102CP
This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website atwww.bcsc.bc.cain the section Securities Law & Policy: Policies & Instruments.