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NPS 46 (Draft) Index And Commodity Warrants [Lapsed]

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NPS 46
Published: 1992-03-06

Table of Contents

Introduction

ARTICLE ONE - Definitions and Interpretation

ARTICLE TWO - Review Procedures

ARTICLE THREE - Post Receipt Procedures, PREP Procedures

ARTICLE FOUR - Underlying Interest Requirements, Approval of Underlying Interests

ARTICLE FIVE - Issuer Requirements, Minimum Working Capital and Net Assets

ARTICLE SIX - Warrant Mechanics, Calculation Expert

ARTICLE SEVEN - Continuous Disclosure, Changes Related to the Warrants

ARTICLE EIGHT - Warrant Short Form Prospectuses

ARTICLE NINE - Liquidity Requirement

ARTICLE TEN - Eligibility of Investors and Secondary Market Disclosure

ARTICLE ELEVEN - Proficiency of Registered Salespersons

ARTICLE TWELVE - Margined Transactions in Warrants

APPENDIX TO NATIONAL POLICY STATEMENT NO. 46 - PROSPECTUS DISCLOSURE