NPS 46 - (Draft) Index And Commodity Warrants [Lapsed]
| Published Date: | 1992-03-06 |
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| Document(s): |
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Table of Contents
Introduction
ARTICLE ONE - Definitions and Interpretation
ARTICLE TWO - Review Procedures
ARTICLE THREE - Post Receipt Procedures, PREP Procedures
ARTICLE FOUR - Underlying Interest Requirements, Approval of Underlying Interests
ARTICLE FIVE - Issuer Requirements, Minimum Working Capital and Net Assets
ARTICLE SIX - Warrant Mechanics, Calculation Expert
ARTICLE SEVEN - Continuous Disclosure, Changes Related to the Warrants
ARTICLE EIGHT - Warrant Short Form Prospectuses
ARTICLE NINE - Liquidity Requirement
ARTICLE TEN - Eligibility of Investors and Secondary Market Disclosure
ARTICLE ELEVEN - Proficiency of Registered Salespersons
ARTICLE TWELVE - Margined Transactions in Warrants
APPENDIX TO NATIONAL POLICY STATEMENT NO. 46 - PROSPECTUS DISCLOSURE