11-101 - Principal Regulator System [MI Proposed - Lapsed]
| Published Date: | 2005-05-27 |
|---|---|
| Document(s): |
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Concurrently Published:
- 11-101CP - Principal Regulator System [CP Proposed - Lapsed]
- 11-101F1 - Notice of principal regulator under Multilateral Instrument 11-101 [F Proposed - Lapsed]
- BCN 2005/28 - Request for Comment Proposed Multilateral Instrument 11-101 Principal Regulator System [BCN - Lapsed]
PART 1 DEFINITIONS
1.1 Definitions
PART 2 PRINCIPAL REGULATOR
2.1 Principal regulator for continuous disclosure
2.2 Notice of principal regulator for continuous disclosure
2.3 Notice of change of principal regulator for continuous disclosure
2.4 Principal regulator for prospectuses
2.5 Principal regulator for registration
2.6 Notice of principal regulator for registration
2.7 Notice of change of principal regulator for registration
2.8 Administrative change of principal regulator
PART 3 CONTINUOUS DISCLOSURE EXEMPTION
3.1 Application
3.2 Continuous disclosure exemption
3.3 Meaning of independence in NI 58-101
PART 4 PROSPECTUS-RELATED EXEMPTIONS
4.1 Application
4.2 National prospectus rules exemption
4.3 Local prospectus-related exemption
PART 5 REGISTRATION-RELATED EXEMPTIONS
5.1 Application
5.2 Mobility trading exemption - dealer
5.3 Mobility advising exemption - unrestricted adviser
5.4 Mobility trading exemption - individual
5.5 Mobility advising exemption - individual
5.6 Conditions for mobility exemptions
5.7 MI 81-104 exemption
5.8 Notification
APPENDIX A PROSPECTUS-RELATED REQUIREMENTS
APPENDIX B MODIFICATIONS TO OSC RULE 41-501