11-102CP - Passport System [CP Blackline Amendment Advance Notice - Lapsed]
Published Date: | 2008-12-19 |
---|---|
Rescinded Date: | 2012-07-09 |
Document(s): |
|
Concurrently Published:
- 11-102 - Amendments to Multilateral Instrument 11-102 Passport System [MI Amendment Advance Notice - Lapsed]
- BCN 2008/53 - Notice of National Policy 11-204 Process for Registration in Multiple Jurisdictions and Amendments to Multilateral Instrument 11-102 Passport System, Companion Policy 11-102CP Passport System,National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions [BCN - Lapsed]
Companion Policy 11-102CP Passport System
PART 1 GENERAL
1.1 Definitions
1.2 Additional definitions
1.3 Purpose
1.4 Language of documents - Québec
PART 2 CONTINUOUS DISCLOSURE (Repealed)2.1 Exemption from non-harmonized continuous disclosure provisions
PART 3 PROSPECTUS
3.1 Principal regulator for prospectus
3.2 Discretionary change in principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus provisions (Repealed)
3.5 Transition for section 3.3
PART 4 DISCRETIONARY EXEMPTIONS
4.1 Application
4.2 Principal regulator for discretionary exemption applications
4.3 Discretionary change of principal regulator for discretionary exemption applications
4.4 Passport application of discretionary exemptions
4.5 Availability of passport for discretionary exemptions applied for before March 17, 2008
PART 5 EFFECTIVE DATE
5.1 Effective date
PART 6 REGISTRATION
6.1 Application
6.2 Registration by SRO
6.3 Principal regulator for registration
6.4 Discretionary change of principal regulator for registration
6.5 Registration
6.6 Terms and conditions of registration
6.7 Suspension
6.8 Termination
6.9 Surrender
6.10 Transition - terms and conditions in non-principal jurisdiction
6.11 Transition - notice of principal regulator for foreign firm
Appendix A
CD requirements under MI 11-101