11-102 - Passport System [MI - Rescinded]
| Published Date: | 2010-12-30 |
|---|---|
| Effective Date: | 2011-01-01 |
| Rescinded Date: | 2012-04-20 |
| Document(s): |
Concurrently Published:
- 11-102CP - Passport System [CP - Rescinded]
- BCN 2010/42 - Adoption of National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards and amendments to various securities rules in connection with Canada’s changeover to IFRS [BCN]
PART 1 DEFINITIONS
1.1 Definitions
1.2 Language of documents - Québec
PART 2 (REPEALED)
PART 3 PROSPECTUS
3.1 Principal regulator for prospectus
3.2 Discretionary change of principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 (Repealed)
3.5 Transition for section 3.3
PART 4 DISCRETIONARY EXEMPTIONS
4.1 Specified jurisdiction
4.2 Principal regulator – general
4.3 Principal regulator – exemptions related to insider reporting and take-over bids
4.4 Principal regulator – head office not in a specified jurisdiction
4.4.1 Principal regulator for discretionary exemption application made with an application for registration
4.5 Principal regulator – exemption not sought in principal jurisdiction
4.6 Discretionary change of principal regulator for discretionary exemption applications
4.7 Passport application of discretionary exemptions
4.8 Availability of passport for discretionary exemptions applied for before March 17, 2008
PART 4A REGISTRATION
4A.1 Principal regulator for registration
4A.2 Discretionary change of principal regulator for registration
4A.3 Firm registration
4A.4 Individual registration
4A.5 Terms and conditions of registration
4A.6 Suspension
4A.7 Termination
4A.8 Surrender
4A.9 Transition – terms and conditions in non-principal jurisdictions
4A.10 Notice of principal regulator for foreign firm
PART 5 EFFECTIVE DATE
5.1 Effective date
APPENDIX A (REPEALED)
APPENDIX B
Prospectus provisions
APPENDIX C (REPEALED)
APPENDIX D
Equivalent provisions