11-205 - Process for Designation of Credit Rating Organizations in Multiple Jurisdictions [NP Proposed - Lapsed]

Concurrently Published:

• BCN 2011/02 - Proposed National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments [BCN - Lapsed]

PART 1 APPLICATION
1. Application

PART 2 DEFINITIONS
2. Definitions
3. Further definitions

PART 3 OVERVIEW, PRINCIPAL REGULATOR AND GENERAL GUIDELINES
4. Overview
5. Passport application
6. Dual application
7. Principal regulator for an application
8. Discretionary change in principal regulator

PART 4  FILING MATERIALS
9. Election to file under this policy and identification of principal regulator
10. Materials to be filed with application
11. Language
12. Materials to be filed to make a designation available in an additional passport jurisdiction under section 4B.6 of MI 11-102
13. Filing
14. Incomplete or deficient material
15. Acknowledgment of receipt of filing
16. Withdrawal or abandonment of application

PART 5 REVIEW OF MATERIALS
17. Review of passport application
18. Review and processing of dual application

PART 6 DECISION-MAKING PROCESS
19. Passport application
20. Dual application

PART 7 DECISION
21. Effect of decision made under passport application
22.  Effect of decision made under dual application
23. Listing non-principal jurisdictions
24. Issuance of decision

PART 8 EFFECTIVE DATE
25. Effective date