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Securities Law

15-601F1 - Notice for Service on a Party [F Proposed - Lapsed]

Published Date: 2004-09-24
Document(s):

Concurrently Published:

This is the required form under section 165 of the Securities Rules, RBC -------

[names of the respondents in an enforcement matter or the person requesting the hearing to review a decision]

I [name of party] am a party in the hearing [into allegations made in a notice of hearing issued (date) against (names of the respondents)] [to review the decision of (name of the decision maker) made (date)] *.

You may serve records related to the hearing on me by delivering them to me as follows.

ADDRESS:

FAX:

E-MAIL:

You may telephone me at [telephone number].

If any information in this notice concerning the service of records on me changes, I will file a new notice with the commission.

Date of the notice




Party’s name and signature

* delete the phrase in square brackets which does not apply

Notice for service

165 A party to a hearing must, as soon as practicable, provide to the commission and other parties to the hearing a notice in the required form disclosing particulars for service.