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Securities Law

24-101CP - Canadian Securities Administrators Companion Policy 24-101CP to NI 24-101 Intstitutional Trade Matching and Settlement [CP Advance Notice - Lapsed]

Published Date: 2007-03-09
Document(s):

Concurrently Published:

TABLE OF CONTENTS

PART  TITLE

PART 1  INTRODUCTION, PURPOSE AND DEFINITIONS

PART 2  TRADE MATCHING REQUIREMENTS

PART 3 INFORMATION REPORTING REQUIREMENTS

PART 4 REQUIREMENTS FOR MATCHING SERVICE UTILITIES

PART 5 TRADE SETTLEMENT

PART 6 REQUIREMENTS OF SELF-REGULATORY ORGANIZATIONS AND OTHERS

PART 7 TRANSITION