24-101CP - Institutional Trade Matching and Settlement [CP - Rescinded]

Concurrently Published:

• BCN 2009/15 - Adoption of National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions, BC Interpretation Note 33-706, BC Instrument 33-517 Registration and Prospectus exemption for persons registered under the Mortgage Brokers Act, and consequential amendments to national and local instruments [BCN - Lapsed]

Table of Contents

PART                    TITLE

PART 1                INTRODUCTION, PURPOSE AND DEFINITIONS

PART 2                TRADE MATCHING REQUIREMENTS

PART 3                INFORMATION REPORTING REQUIREMENTS

PART 4                REQUIREMENTS FOR MATCHING SERVICE UTILITIES

PART 5                TRADE SETTLEMENT

PART 6                REQUIREMENTS OF SELF-REGULATORY ORGANIZATIONS AND OTHERS

PART 7                TRANSITION