31-102 - National Registration Database [NI - Rescinded]
| Published Date: | 2009-09-25 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2013-12-02 |
| Document(s): |
Concurrently Published:
- 31-102CP - National Registration Database [CP]
- BCN 2009/15 - Adoption of National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions, BC Interpretation Note 33-706, BC Instrument 33-517 Registration and Prospectus exemption for persons registered under the Mortgage Brokers Act, and consequential amendments to national and local instruments [BCN - Lapsed]
Table of Contents
PART TITLE
PART 1 DEFINITIONS AND INTERPRETATION
1.1 Definitions
1.2 Interpretation
PART 2 INFORMATION TO BE SUBMITTED IN NRD FORMAT
2.1 Registration Information
PART 3 MAKING NRD SUBMISSIONS
3.1 NRD Submissions
3.2 Ongoing Firm Filer Requirements
PART 4 PAYMENT OF FEES THROUGH NRD
4.1 Payment of Submission Fees
4.2 Payment of Annual Registration Fees
4.3 Payment of NRD User Fees - Annual
4.4 Payment of Late Filing Fees
4.5 Exemption for Registrants not Resident in Canada
PART 5 TEMPORARY HARDSHIP EXEMPTION
5.1 Temporary Hardship Exemption
PART 6 EXEMPTION
6.1 Exemption
PART 7 [Repealed]