31-315 - Omnibus / blanket orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions [CSA Staff Notice - Lapsed]
Published Date: | 2010-02-26 |
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Rescinded Date: | 2015-07-16 |
Document(s): |
Concurrently Published:
- 32-507 - Exemption from chief compliance officer proficiency requirements for portfolio managers adding a jurisdiction [BCI - Revoked]
- 32-508 - Exemption from dealing representative proficiency requirements for portfolio managers adding a jurisdiction [BCI - Revoked]
- 32-509 - Continuation of transition provisions for persons and companies adding a jurisdiction [BCI - Rescinded]
- 32-510 - Exemption from requirement to provide notice to clients where head office is outside of British Columbia [BCI - Revoked]
- 32-511 - Exemption from obligation to establish whether clients are insiders [BCI - Rescinded]
- 32-512 - Exemption from time limits on examination requirements for dealing representatives of scholarship plan dealers [BCI - Rescinded]
- BCN 2010/20 - Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions, National Instrument 33-109 Registration Information, Companion Policy 33-109 Registration Information [BCN]