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Securities Law

45-102 - Resale of Securities [NI Advance Notice - Lapsed]

Published Date: 2009-07-17
Effective Date: 2009-09-28
Rescinded Date: 2009-09-25
Document(s):

Concurrently Published:

Table of Contents

PART TITLE

PART 1 DEFINITIONS
1.1 Definitions

PART 2 FIRST TRADE
2.1 Application
2.2 Removal of Resale Provisions
2.3 Section 2.5 Applies
2.4 Section 2.6 Applies
2.5 Restricted Period
2.6 Seasoning Period
2.7 Exemption for a Trade if the Issuer Becomes a Reporting Issuer after the Distribution Date
2.8 Exemption for a Trade by a Control Person
2.9 Determining Time Periods
2.10 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Prospectus
2.11 Exemption for a Trade in a Security Acquired in a Take-over Bid or Issuer Bid
2.12 Exemption for a Trade in an Underlying Security if the Convertible Security, Exchangeable Security or Multiple Convertible Security is Qualified by a Securities Exchange Take-over Bid Circular or Issuer Bid Circular
2.13 Trades by Underwriters
2.14 First Trades in Securities of a Non-Reporting Issuer Distributed under a Prospectus Exemption

PART 3 EXEMPTION 
3.1 Exemption

PART 4 EFFECTIVE DATE
4.1 Effective Date

APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
APPENDIX F
FORM 45-102F1