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Securities Law

NIN 98/48 - Revised Indices of Policies and Other Instruments under the Securities Act [NIN - Rescinded]

Published Date: 1998-08-14
Effective Date: 1998-06-30

Effective June 30, 1998, the Commission rescinded the indices attached to NIN#98/2, dated effective January 16, 1998, of policies and other instruments under the Securities Act. The Commission substituted the indices attached to NIN#98/34.

It has come to the attention of Commission staff that the indices attached to NIN#98/2 and NIN#98/34 contained a number of errors. Consequently, the Commission is substituting the indices attached to this Notice in place of those attached to NIN#98/34. Corrections to the status of various instruments, as compared to the indices attached to NIN#98/34, are summarized below:

INDEX OF NOTICES AND INTERPRETATION NOTES

  • NIN#97/33 (lapsed May 1, 1998)
  • NIN#97/46 (in effect November 20, 1997)

INDEX OF BLANKET ORDERS AND RULINGS

  • BOR#87/29 (revoked December 1, 1997 by BOR#97/8 and removed from index)
  • BOR#87/30 (revoked December 1, 1997 by BOR#97/8 and removed from index)
  • BOR#95/19 (revoked March 12, 1998 by BOR#98/2 and removed from index)

INDEX OF NATIONAL INSTRUMENTS, POLICIES AND FORMS, CSA NOTICES AND CSA REQUESTS FOR COMMENT

  • 12-401 (CSA Notice) (in effect January 23, 1998)
  • 13-301 (CSA Staff Notice) (in effect May 15, 1998)
  • 41-301 (CSA Staff Notice) (in effect January 30, 1998)
  • 51-302 (CSA Staff Notice) (in effect January 30, 1998)
  • 81-105CP (in effect May 1, 1998).

We regret any inconvenience we may have caused.

DATED at Vancouver, British Columbia, on August 12, 1998

Douglas M. Hyndman
Chair

Ref: NIN#98/2
NIN#98/34



SECURITIES ACT
INDEX OF NOTICES AND INTERPRETATION NOTES
Effective June 30, 1998
 
NIN #Date of
NIN
(mm/dd/yy)		DescriptionStatus
(mm/dd/yy)

87/45
06/11/87
Technical reports on mining properties accompanying prospectuses submitted for acceptance by the Superintendent of Brokers
in effect

87/52
07/24/87
Flow-through shares
in effect

87/66
10/09/87
Prospectus vetting procedures
in effect

87/67
10/09/87
Leveraged mutual fund purchases
in effect

88/7
06/01/88
Venture capital issuers
in effect

88/11
06/06/88
The effect of criminal and civil litigation on trading rights and registration
in effect

88/40
11/09/88
Sale of mutual funds by financial institutions - principles of regulation
in effect

88/45
12/01/88
National Policy Statement No. 41 - shareholder communication - removal of exemption
in effect

88/48
12/20/88
Full service and discount brokerage activities by financial institutions - principles of regulation
in effect

89/3
01/20/89
Conflict of interest rules statement - clarification of filing requirements
in effect

89/13
03/02/89
Statutory filings
in effect

89/17
04/06/89
[Draft] Local Policy Statement 3-45 - designation as a reporting issuer and business investor offerings
in effect

89/21
07/21/89
Orders pursuant to section 145 of the Securities Act - removal of trading exemptions
in effect

89/30
10/13/89
Qualifications of auditors filing reports
in effect

89/35
11/24/89
Disclosure of promotional or investor relations arrangements
in effect

90/4
02/09/90
National Policy No. 39 - mutual funds distributor's report and auditor's letter
in effect

90/16
05/10/90
Principles of regulation re: activities of registrants related to financial institutions
in effect

91/12
07/11/91
Ontario Securities Commission Policy Statement 9.1 - disclosure, valuation, review and approval requirements and recommendations for insider bids, issuer bids, going private transactions and related party transactions
in effect

91/17
09/25/91
Section 203(3)(b) of the Company Act - consent by the Superintendent of Brokers to the waiver of the appointment of an auditor for a subsidiary corporation
in effect

91/18
10/02/91
Auditor's report on comparative financial statements
in effect

91/20
10/31/91
Comparative interim financial statements
in effect

91/21
11/01/91
Accounting for business combinations and corporate reorganizations
in effect

91/22
11/13/91
Guide for use of the multijurisdictional disclosure system by Canadian issuers in the U.S. market
in effect

92/4
03/05/92
Draft National Policy Statement No. 46 - index and commodity warrants and other derivative securities
in effect

92/21
07/16/92
Proposed junior POP system - request for comment
in effect

92/29
11/06/92
Accounting for performance shares
in effect

92/30
11/26/92
National Policy Statement No. 39 - mutual funds: draft section 2.09 - certain related parties acting as principals in purchases or sales of portfolio debt securities and proposed revocation of section 4.03 - dealer manager acting as principal
in effect

93/8
04/01/93
Money laundering: new federal regulations
in effect

93/12
06/10/93
Restriction applicable to the solicitation of expressions of interest under BOR#91/7 and BOR#93/1
in effect

93/16
08/19/93
Draft National Policy Statement No. 53 - foreign issuer prospectus and continuous disclosure system
in effect (see CSA Notice #95/4)

93/18
09/09/93
Fiscal agency agreement - restrictions on exemption orders
in effect

93/24
12/22/93
Exemption for filing notice of networking arrangements governed by the principles of regulation
in effect

94/2
01/06/94
Filing requirements for annual information forms
in effect

94/5
06/08/94
National Policy Statement No. 39 - definition of debt-like securities
in effect

94/19
10/12/94
Draft Amended National Policy Statement No. 41 - security holder communication
lapsed 02/25/98

94/20
10/14/94
Draft National Policy Statement No. 43 - advertisements of securities and related sales practices
in effect

95/5
01/04/95
Principles of fair trading
in effect

95/7
01/12/95
Duties of registrants in the supervision of accounts operating under powers of attorney or trading authorities
in effect

95/9
02/08/95
Government strip bonds - information statement - Local Policy Statement 3-43 - Blanket Order #91/12
in effect

95/12
03/01/95
Executive compensation and indebtedness disclosure - Ontario staff report
in effect

95/15
03/23/95
Interpretation note - disclosure of securities under "control or direction"
in effect

95/18
04/20/95
Draft National Policy Statement No. 54 - expedited registration system for advisers
lapsed 06/18/98

95/21
05/11/95
Decisions of the B.C. Securities Commission
in effect

95/22
06/01/95
Release of IOSCO/BIS joint report on the framework for supervisory information about the derivatives activities of banks and securities firms
in effect

95/24
06/22/95
Fee payments under the Securities Act and the Commodity Contract Act
in effect

95/29
07/06/95
Task Force on Operational Efficiencies in the Administration of Securities Regulation - final report
in effect

95/34
09/28/95
British Columbia Securities Commission response to the request for comments from the Ontario Securities Commission Task Force on Small Business Financing
in effect

95/52
12/14/95
Insider reporting third-party options
in effect

95/53
12/14/95
New form of certificate under section 60(3) of the Securities Act
in effect

95/60
12/21/95
Hold period for securities of exchange issuer issued under section 55(2)(18) of the Securities Act
in effect

96/6
01/24/96
Supplementary report of the Committee on Underwriting Conflicts of Interest to the CSA chairs
lapsed 02/04/98

96/10
04/11/96
Blanket Order #96/9 registrant information to be furnished to clients
in effect

96/12
05/02/96
Further relief relating to audit committee review and board of directors approval of interim financial statements
in effect

96/13
05/08/96
National Instruments and National Policies
in effect

96/15
05/16/96
Joint submission of the Chairs of the Alberta and British Columbia Securities Commissions on the structure of the proposed Canadian Securities Commission
in effect

96/16
05/23/96
Request for comment - Dissemination of insider trade report data
in effect

96/23
08/01/96
Numbering System for the Policy Reformulation Project
in effect

96/25
08/01/96
Proposed Relief for Eligible Institutional Investors from Early Warning, Insider Reporting, Take-over Bid and Control Person Distribution Requirements
in effect

96/26
08/13/96
Calculation of Hold Periods under the Securities Rules
in effect

96/28
08/22/96
Report of the IDA Committee on Take-Over Bid Time Limits
in effect

96/29
08/29/96
Trades in Options to Consultants
in effect

96/32
09/26/96
Application of sections 2(5), 2(6) and 2(7) of Securities Rules to the multijurisdictional disclosure system
in effect

96/35
10/10/96
Mutual funds and related party transactions
in effect

96/36
10/10/96
Real estate securities
in effect

96/38
10/31/96
Form 61 - Quarterly Report Staff Report on Schedule C - Management Discussion
in effect

96/41
11/21/96
Specification of Offering Documents Requiring Written Underwriting Procedures and Registration as an Underwriter
in effect

96/45
12/05/96
Special Warrants Prospectus Filings
in effect

96/47
12/19/96
Expedited Review of Short Form Prospectuses and Renewal AIFS
in effect

96/49
12/18/96
Quarterly Report Filings (Form 61) (SEDAR)
in effect

97/5
02/03/97
Exemptive Relief for Certain Real Estate Securities
in effect

97/6
02/11/97
Permission under Section 35(1)(c) of the Securities Act
in effect

97/7
02/12/97
System for Electronic Document Analysis and Retrieval (SEDAR) - Issuers in Default
in effect

97/9
03/03/97
Trading Securities and Providing Advice Respecting Securities on the Internet
in effect

97/10
03/04/97
Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada, and Foreign Portfolio Managers
in effect

97/11
03/04/97
Meaning of "Fully Managed" Accounts
in effect

97/13
04/03/97
Revised Securities Act as part of the Revised Statutes of British Columbia, 1996
in effect

97/15
05/13/97
Proposed National Instrument 41-101 Prospectus Disclosure Requirements And Rescission of National Policy statements Nos. 12, 13, 32, and 35
in effect

97/16
05/20/97
Report of CSA Investment Funds Implementation Group
in effect

97/17
06/18/97
Settlements with the British Columbia Securities Commission
in effect

97/18
06/18/97
Proposed Provisions for Shareholder Proposals under the British Columbia Company Act
in effect

97/23
06/25/97
Use of Non-U.S. Foreign Accounting Principles and Non-U.S. Foreign Auditing Standards
in effect

97/24
06/26/97
Proposed National Instrument 81-102 and Companion Policy 81-102CP and Proposed Rescission of National Policy Statement No. 34 and National Policy Statement No. 39
in effect

97/25
06/26/97
Proposed National Instrument 81-104 and Companion Policy 81-104CP Commodity Pools
in effect

97/30
06/30/97
Dealers and their Salespersons
in effect

97/31
07/16/97
Proposed National Instrument 52-101 and Companion Policy 52-101CP and Proposed Rescission of National Policy Statement No. 48
in effect

97/32
07/25/97
Proposed National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices
lapsed 02/04/98

97/33
07/25/97
The Investment Funds Institute of Canada Code of Sales Practices For the Mutual Fund Industry
lapsed

05/01/98


97/34
07/28/97
Proposed Rescission of Uniform Act Policy No. 2-11; Applications to Omit Certain Financial Information
in effect

97/35
07/30/97
Changes to SEDAR Filer Software
in effect

97/36
08/27/97
Market Fragmentation Request for Comments and Disclosure Forum
in effect

97/38
09/18/97
Designated Jurisdictions of Issuers Eligible to Participate in the POP System
in effect

97/39
10/14/97
Registration to Act as an Adviser to the Trade in Securities or Exchange Contracts
in effect

97/40
10/16/97
Conditional Exemption From Registration For United States Broker-Dealers and Agents
in effect

97/41
10/23/97
Communication with the Securities Commission - New Commission Telephone and Facsimile Numbers
in effect

97/42
10/30/97
Proposed Changes to the Definition of Material Fact and Material Change and Proposed Introduction of a "Loser-Pays" Cost Rule under Securities Legislation
in effect

97/43
10/30/97
Adoption of National Instrument 32-101 Small Securityholder Selling and Purchase Arrangements
lapsed 06/30/98

97/46
11/20/97
Notice of Proposed National Instrument 45-101 Rights Offerings, Companion Policy 45-101CP, Form 45-101F and Rescission of Certain Policies
in effect

97/47
11/27/97
Shorter Hold Period with Annual Information Form, Eurobond Offerings and Distributions to Persons Outside B.C.
in effect

97/48
11/27/97
Distribution of Securities to Persons Outside British Columbia
in effect

97/49
11/27/97
Proposed National Instrument 33-102, 33-103, 33-104, related Companion Policies and National Policy 33-201, all Governing Activities of Dealers and Carry on Business in Retail Branches of Financial Institutions
in effect

97/50
12/04/97
Proposed Rescission of Uniform Act Policy No. 2-10: Insider Trading Reports - Persons Required to Report in More than One Capacity
lapsed 04/30/98

97/51
12/04/97
Proposed National Instrument 71-101 and Companion Policy 71-101CP
in effect

97/52
12/17/97
Non-Payment of SEDAR Annual Filing Service Charges
in effect

97/53
12/17/97
Amendments to the Company Act relating to Compromises and Arrangements
in effect

97/54
12/24/97
Filing Forms 20 Reports By Facsimile
in effect

98/1
01/15/98
Clarification of Interim Local Policy Statement 3-27 System for Shorter Hold Periods With An AIF and Publication of Proposed Alberta Rule and Policy
in effect

98/2
01/15/98
Revised Indices of Policies and Other Instruments under the Securities Act
lapsed 06/30/98

98/3
01/15/98
Respecification of Forms Under the Securities Act, Securities Regulation and Securities Rules
lapsed 06/30/98

98/4
01/27/98
The Year 2000 Challenge - Disclosure Issues for Exchange Issuers
in effect

98/5
02/04/98
Advance Notice - National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices and Advance Notice of Revocation of Canadian Securities Administrators Notices
lapsed 04/23/98

98/6
02/04/98
Proposed Multi-Jurisdictional Instrument 33-105 and Companion Policy 33-105CP Underwriting Conflicts
in effect

98/7
02/04/98
Mortgages
in effect

98/8
02/04/98
Specification of Form 43C as Form of Offering Memorandum for Mortgages and Request for Comment on Draft Form of Information Statement
in effect

98/9
02/11/98
Proposed National Instrument 33-101 and Proposed Rescission of British Columbia Securities Commission Local Policy Statement 3-33 Administration of Self-Directed RRSPs, RESPs and RRIFs by Dealers
in effect

98/10
02/11/98
Proposed National Policy 34-201 and Multi-Jurisdictional Policy 34-202 Governing Conduct of Registrants and Rescission of National Policy Statements Nos. 17 and 18
in effect

98/11
02/19/98
Proposed National Instrument 44-101 and Companion Policy 44-101CP Prompt Offering Qualification System
in effect

98/12
02/25/98
Notice of Proposed National Instrument 54-101 Forms 54-101F1, 54-101F2, 54-101F3, 54-101F4, 54-101F5, 54-101F6, 54-101F7 and 54-101F8 and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer
in effect

98/13
02/25/98
Notice of Proposed National Instrument 54-102 Supplemental Mailing List And Interim Financial Statement Exemption
in effect

98/14
02/26/98
Notice of Public Forum To Discuss "NETS" and Market Fragmentation
in effect

98/15
03/04/98
Designated Jurisdictions of Issuers Eligible to Participate in the POP System
in effect

98/16
03/24/98
Repeal and Replacement of Local Policy Statement 3-22 (Registration Requirements)
in effect

98/17
03/31/98
Rescission of Uniform Act Policy No. 2-11: Applications to Omit Certain Financial Information
in effect

98/18
03/31/98
Rescission of Form 29: Finance Company Questionnaire and Financial Report
in effect

98/19
04/23/98
Adoption of National Instrument 81-105 and Companion Policy 81-105CP Mutual Fund Sales Practices and Revocation of Canadian Securities Administrators Notices
in effect

98/20
04/23/98
Government Strip Bonds - Information Statement, Local Policy Statement 3-43, Blanket Order #91/12
in effect

98/21
04/30/98
Rescission of Uniform Act Policy No. 2-10: Insider Trading Reports - Persons Required to Report in More than One Capacity
in effect

98/22
05/06/98
Proposal for a National Escrow Regime Applicable to Initial Public Distributions
in effect

98/23
05/15/98
Disclosure Obligations and Insider Trading Prohibitions in the Context of Material Facts and Material Changes
in effect

98/24
05/27/98
Proposed National Instrument 52-102 Use of Currencies
in effect

98/25
05/27/98
Proposed National Instrument 52-103 Change of Auditor
in effect

98/26
05/27/98
Proposal for a Statutory Civil Remedy for Investors in the Secondary Market
in effect

98/27
06/11/98
Venture Capital Pool Offerings Amendments to Local Policy Statement 3-02
in effect

98/28
06/18/98
Amendments to the SecuritiesAct
in effect

98/29
06/18/98
Mutual Reliance Review System Request for Comments on Proposed Memorandum of Understanding
in effect

98/30
06/18/98
Proposed National Policy 43-201 Mutual Reliance Review System for Prospectuses and Initial AIFs
in effect

98/31
06/18/98
Proposed National Instrument 31-101 and Companion Policy 31-101CP Mutual Reliance Review System for Registration
in effect

98/32
06/30/98
Blanket Order #98/5 Mutual Funds and the Purchase and Sale of Mortgages From and To the Account of Responsible Persons and Revocation Order #98/6
in effect

98/33
06/30/98
Revised Forms Under the Securities Act
in effect

98/34
06/30/98
Revised Indices of Policies and Other Instruments under the Securities Act
in effect

98/35
06/30/98
Respecification of Required Forms Under the Securities Act, Securities Regulation and Securities Rules
in effect
SECURITIES ACT

INDEX OF BLANKET ORDERS AND RULINGS

Effective June 30, 1998
BOR#Date of
BOR
(mm/dd/yy)		DescriptionStatus
(mm/dd/yy)
88/208/12/88The definition of "exchange issuer"in effect 09/01/88
88/308/12/88Transitional rules respecting securities traded prior to September 1, 1988 under a exemption from section 42 of the Securities Actin effect 09/01/88
88/1111/28/88Conflict of interest rules statement and confirmation and reporting of transactions by registrantsin effect
89/1
(CCA BOR# 89/6)		01/26/89Registration of persons trading in IOCC optionsin effect
89/810/13/89Reporting companies under the British Columbia Company Act and the definition of "reporting issuer"in effect 11/01/89
89/1010/31/89Required form of offering memorandumin effect 11/01/89
90/101/29/90Trades of government warrantsin effect
90/202/27/90Trades in shares issued in accordance with the Employee Investment Actin effect
90/410/11/90Trades in deposit-type or self-directed registered educational savings plansin effect
91/205/03/91Rules for shelf prospectus offerings and for pricing offerings after the prospectus is receiptedin effect 05/10/91
91/506/06/91Resale of rights acquired under a rights offeringin effect 07/01/91
91/606/06/91Recognition of certain countries and political divisions of countries issuing bonds, debentures or other evidence of indebtednessin effect 07/01/91
91/706/25/91Multijurisdictional disclosure systemin effect 07/01/91 (see NIN# 93/12)
91/8
(CCA
BOR#
91/2)		08/01/91Registration of persons trading in TCO commodity optionsin effect 05/17/91
91/1008/08/91First renewal prospectuses filed by mutual funds under National Policy Statement No. 36in effect
91/1212/12/91Government strip bondsin effect (see NIN#95/9)
92/104/23/92Fees payable by members of the press for a subscription to the Weekly Summary and for search of a filein effect
92/208/06/92Limitations on a registrant underwriting securities of a related party or connected party of the registrantin effect
92/311/18/92Revocation of BOR#91/11 and recognized options traded through recognized clearing agencies (recognized options rationalization order)in effect 08/11/92
93/102/17/93Prompt offering qualification systemin effect 02/19/93 (see NIN# 93/12)
93/306/16/93The multijurisdictional disclosure systemin effect
93/412/22/93Networking arrangements governed by the principles of regulationin effect
94/111/23/94Prompt offering qualification system -- memorandum of understanding for expedited review of short form prospectuses and renewal AIFsin effect 11/23/94 (see NIN#94/22 & 96/47)
95/510/26/95Filing insider reports by facsimilein effect 11/01/95
95/612/7/95Continuing relief from certain registration requirementsin effect 01/01/96
95/812/15/95Transitional reliefin effect 01/01/96
95/912/14/95Continuing relief for financial statements of certain foreign issuersin effect 01/01/96
95/1012/21/95The summary prospectus disclosure systemin effect 01/01/96 (see LPS 3-02)
95/1512/21/95Acting as an adviser with respect to certain securitiesin effect 01/01/96
95/1612/21/95Trades of negotiable promissory notes or commercial paper to individualsin effect 01/01/96
95/1712/21/95Legending of certificatesin effect 01/01/96
95/2012/21/95Transitional relief from recognized resale requirementsin effect 01/01/96
95/2112/28/95Trades in securities of non reporting issuersin effect 01/01/96
95/2212/28/95Transitional relief from recognized resale requirements relating to securities of issuers that filed an application for listing with the Vancouver Stock Exchangein effect 01/01/96
96/101/11/96Trades by control persons of securities acquired under section 55(2)(8) of the Actin effect 01/01/96
96/303/14/96The requirement to send interim financial statements and quarterly reports to security holders of a reporting issuerin effect
96/703/27/96Trades in securities acquired under section 117 of the Securities Regulation, B.C. 270/86in effect
96/803/27/96Number of purchasers under sections 89(a) and (g) and 128(a) and (h) of the Securities Rules, B.C. 479/95in effect
96/1005/02/96Further relief respecting audit committee review and board of directors approval of interim financial statementsin effect 04/30/96
96/1508/29/96Trades in Options to Consultantsin effect
96/1609/26/96Further continuing relief for financial statements of certain issuers and the prompt offering qualification systemin effect
96/1710/10/96Mutual funds and the purchases and sales of certain debt securities from and to the account of responsible personsin effect
96/2011/21/96Continuing Relief Relating to the Application of Section 30 of the Act to Trust Companiesin effect 12/31/96
97/102/03/96Real Estate Securitiesin effect
97/302/03/97Resale Relief for Eligible Real Estate Securitiesin effect
97/403/04/97Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada and Foreign Portfolio Managersin effect
97/606/25/97Further Continuing Relief for Financial Statements of Certain Foreign Issuersin effect
97/706/25/97Take Over Bids and Going Private Transactionsin effect
97/911/20/97Relief Respecting the Requirement to Send Financial Statements and Quarterly Reports to Securityholders During a Disruption in Mail Servicein effect
97/1011/20/97Further Transitional Relief Relating to Transactions Between a Mutual Fund and Non-Participating Affiliates of Its Responsible Personsin effect
97/1111/27/97Eurobond Offeringsin effect 12/01/97
97/1211/27/97System for Shorter Hold Periods With An Annual Information Formin effect 12/01/97
97/1312/23/97Filing Forms 20 Reports By Facsimilein effect
98/103/12/98The Hold Period For Securities Issued By An Exchange Issuer Under Section 74(2)(18) Of The Securities Actin effect
98/303/24/98Exchange Contracts Dealers Trading in Commodity Pool Securitiesin effect
98/403/31/98Continuous Disclosure Requirements for Finance Issuersin effect
98/506/30/98Mutual Funds and the Purchase and Sale of Mortgages From and To the Account of Responsible Personsin effect
98/606/30/98Revocation of BOR#96/5in effect
 
INDEX OF BLANKET ORDERS AND RULINGS ISSUED UNDER THE COMMODITY CONTRACT ACT

Effective June 30, 1998
 
CCA
BOR #		Date of BOR
(mm/dd/yy)		DescriptionStatus
(mm/dd/yy)
CCA BOR#89/101/26/89Recognition of the Vancouver Stock Exchange as a Commodity Exchange in the Province of British Columbia (see also LPS 3-44)in effect
CCA BOR#89/301/26/89Recognition of Self Regulatory Bodies (see also LPS 3-44)in effect
CCA BOR#89/401/26/89Segregation of Funds by Commodity Contracts Dealersin effect
CCA BOR#89/501/26/89Acceptance of IOCC Optionsin effect
CCA BOR#89/6 (BOR#89/1)01/26/89Registration of Persons Trading in IOCC Optionsin effect
CCA BOR#89/711/09/89Recognition of Commodity Exchanges Situated Outside the Province of British Columbiain effect
CCA BOR#91/108/01/91Acceptance of the TCO Gold Optionin effect
CCA BOR#91/2 (BOR#91/8)08/01/91Registration of Persons Trading in TCO Commodity Optionsin effect



SECURITIES ACT

INDEX OF LOCAL POLICY STATEMENTS

Effective June 30, 1998
Policy #Date of Policy
(mm/dd/yy)		DescriptionStatus
(mm/dd/yy)
3-0102/01/87Factors to be considered in arriving at a decision that a natural resource property has sufficient merit to justify an expenditure thereon of risk capital derived from public subscriptionin effect (see NIN#89/43)
3-0212/21/90Prospectus filing requirementsin effect 02/04/91 as amended effective 01/01/96 (see BOR#95/10) in effect as amended 07/02/98 (see NIN#98/27)
3-0302/01/87Requirements re filing of preliminary prospectuses and prospectuses (national issues)in effect
3-04Rescindedreplaced by
LPS 3-17
3-0502/01/87Rights offerings to shareholdersin effect
3-0602/01/87Prospectus guidelines for the mortgage investment issuerin effect
3-0712/21/89Policy guidelines respecting trading shares, performance shares and other considerationin effect 03/01/90 (see
revoke order NIN#98/22, NIN#98/27)
3-08Rescindedreplaced by LPS 3-07
3-09Rescindedreplaced by LPS 3-07
3-10Rescindedreplaced by LPS 3-07
3-11Rescinded
3-1201/26/90Rules for proceedingsin effect 02/01/90
3-1302/01/87Policy guidelines for a venture capital issuer planning to make a distributionin effect (see NIN#88/7, NIN#89/43, NIN#98/27)
3-1409/09/93Application for insider reporting exemptionsin effect 09/09/93
3-1507/07/89Exempt purchaser statusin effect 07/15/89
3-1608/14/90Registration for securities and insurancein effect
3-171/06/95
(interim)		Registrant due diligencein effect (see NIN#98/27)
3-18Reserved
3-1902/01/87Vancouver Stock Exchange listingsin effect
3-20Reserved
3-2102/01/87Share and unit offerings of unlisted issuers and options and warrants available to registrants participating in such offeringsin effect (see NIN#89/43, NIN#98/27)
3-2203/24/98Registration requirementsin effect 04/15/98
3-23Reserved
3-2412/21/95
(interim)		Statutory and discretionary exemptionsin effect 01/01/96
3-2502/01/87Re: Natural resource issuer - "best efforts" prospectus and amendments to prospectus arising from market conditionsin effect
3-2602/01/87Rescindedreplaced by amendment to LPS 3-02 (see BOR#95/8 and BOR#96/12)
3-2711/27/97
(interim)		System for Shorter Hold Periods with an Annual AIFin effect 12/01/97 (see NIN#98/1)
3-28Reserved
3-29Reserved
3-3002/01/87Rescinded
3-3102/01/87Incentive options to directors and employees - unlisted issuersin effect (see NIN#98/27)
3-32Reserved
3-3302/01/87R.R.S.P.'s administered by brokers on behalf of authorized trusteesin effect
3-3402/01/87Application for non-reporting statusin effect
3-3510/13/89Reactivation of dormant issuersin effect 11/01/89
3-36Reserved
3-3702/01/87Restricted shares (uncommon equities) distributions and disclosurein effect
3-3802/01/87Rescindedreplaced by LPS 3-22
3-3902/01/87Guidelines for advertising issues of securities and for promotional activities during the course of a distributionin effect
3-40Rescindedreplaced by NP 47 and BOR#93/1
3-4102/01/87Lawyer's conflict of interestin effect
3-4202/01/87Rescindedreplaced by LPS 3-22
3-4312/12/91
(interim)		Government Strip Bondsin effect (see NIN#95/9, NIN#98/20)
3-4412/21/95Recognition of self regulatory body, exchanges and jurisdictionsin effect 01/01/96 amended 12/01/97 (see NIN #97/43)
3-4504/06/89
(draft)		Designation as a reporting issuer and business investor offeringsin effect
04/07/89 (see NIN#89/17)



SECURITIES ACT

INDEX OF NATIONAL INSTRUMENTS, POLICIES AND FORMS,
CSA NOTICES AND CSA REQUESTS FOR COMMENT

Effective June 30, 1998
 
NumberDate
(mm/dd/yy)		DescriptionStatus
(mm/dd/yy)
11-401
(CSA RC)		06/13/97Delivery of Documents by Issuers Using Electronic Media Concept Proposal - Request for Commentin effect
12-401
(CSA N)		01/23/98National Application System Concept Proposal - Request for Commentsin effect
NI 13-10112/17/96System for Electronic Document Analysis and Retrieval (SEDAR)

SEDAR Filer Manual		in effect
01/01/97
13-301
(CSA Staff N)		05/15/98SEDAR - Use of Incorrect Document Formatsin effect
NI 14-10102/26/97Definitionsin effect
04/01/97
31-301
(CSA N)		11/21/97The Year 2000 Challengein effect
NI 32-10110/30/97Small Securityholder Selling and Purchase Arrangementsin effect
12/01/97
41-301
(CSA Staff N)		01/30/98The Year 2000 Disclosure Issuesin effect
51-301
(CSA Staff N)		10/10/97Conversion of Corporate Issuers to Trustsin effect
51-302
(CSA Staff N)		01/30/98The Year 2000 Disclosure Issuesin effect
53-301
(CSA N)		09/12/97The TSE Toronto Stock Exchange Committee on Corporate Disclosure - Final Report; CSA Task Force on Civil Remediesin effect
55-301
(CSA N)		01/24/97Filing Insider Reports by Facsimile and Exemption where Minimal Connection to Jurisdictionin effect
NP 62-20106/30/97Bids Made Only in Certain Jurisdictionsin effect
08/04/97
NP 62-20206/30/97Take-Over Bids - Defensive Tacticsin effect 08/04/97
NI 81-10504/17/98Mutual Fund Sales Practicesin effect 05/01/98
81-105CP04/23/98Mutual Fund Sales Practicesin effect 05/01/98
81-301
(CSA N)		01/31/97Mutual Fund Prospectus Disclosure System Concept Proposal - Request for Commentin effect


Legend

CP - Companion Policy NI - National Instrument
CSA - Canadian Securities Administrators NP - National Policy
F - Form RC - Request for Comment
N - Notice