4 – Distribution Requirements

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Document
41-101 General Prospectus Requirements
41-201 Income Trusts and Other Indirect Offerings
41-305 Share Structure Issues – Initial Public Offerings
41-306 IFRS Transition – Prospectus Issues
41-307 Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering
43-101 Standards of Disclosure for Mineral Projects
43-306 Technical reports filed for prospectus offerings
43-307 Mining Technical Reports - Preliminary Economic Assessments
43-309 Review of Website Investor Presentations by Mining Issuers
43-501 Exemption from certificate requirement for foreign underwriters
44-101 Short Form Prospectus Distributions
44-102 Shelf Distributions
44-103 Post-Receipt Pricing
44-304 Linked Notes Distributed under Shelf Prospectus System
44-305 2015 Update – Structured Notes Distributed Under the Shelf Prospectus System
45-102 Resale of Securities
45-106 Prospectus Exemptions
45-304 Notice of Local Exemptions Related to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (Revised)
45-307 Regulatory Developments Regarding Securitization
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
45-309 Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
45-310 Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions
45-314 Updated List of Current CSA Exempt Market Initiatives
45-315 Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer
45-316 Start-up Crowdfunding Registration and Prospectus Exemptions
45-318 Prospectus Exemption for Certain Distributions through an Investment Dealer
45-319 Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions
45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution
45-321 Frequently Asked Questions about the Investment Dealer Prospectus Exemption
45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
45-401 Review of Minimum Amount and Accredited Investor Exemptions
45-501 Mortgages
45-504 Trades to trust companies, insurers and portfolio managers outside British Columbia
45-505 Alternate Reporting Requirements for Exempt Distributions of Securities of Eligible Pooled Funds
45-512 Real Estate Securities
45-514 The Employee Investment Act
45-524 Registration and Prospectus Exemption for Certain Capital Accumulation Plans
45-528 Trades under a realization on collateral given for a debt
45-529 Bonus or Finder’s Fee
45-530 Exemptions for securities issued by a cooperative association
45-531 Exemptions for shares or deposits of a credit union
45-532 Exemption for Use of Information by Representatives of the Media
45-533 Exemptions from Form 45-106F6 requirements
45-534 Exemption from Prospectus Requirement for Certain Trades to Existing Security Holders
45-535 Start-up Crowdfunding Registration and Prospectus Exemptions
45-536 Exemption from Prospectus Requirement for Certain Distributions Through an Investment Dealer
45-537 Exemptions from Certain Requirements in Form 45-106F1 Report of Exempt Distribution
45-601 Discretionary Exemptions
45-901 Offering Memorandum for Syndicated Mortgages
45-906 Offering Memorandum - Real Estate Securities
46-201 Escrow for Initial Public Offerings
46-303 Principal Protected Notes
46-304 Update on Principal Protected Notes
46-305 Canadian Securities Administrators' Notice 46-305 Second Update on Principal Protected Notes
46-306 Third Update on Principal Protected Notes
47-201 Trading Securities Using the Internet and Other Electronic Means
47-601 Advertising
47-701 Blanket Permission Under Section 50(1)(c) of the Securities Act