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Securities Law

8 - Investment Funds

Document
81-101 Mutual Fund Prospectus Disclosure
81-102 Investment Funds
81-105 Mutual Fund Sales Practices
81-106 Investment Fund Continuous Disclosure
81-107 Independent Review Committee for Investment Funds
81-315 Frequently asked questions on National Instrument 81-106 Investment Fund Continuous Disclosure
81-316 Canadian Securities Administrators’ Staff Notice 81-316 Hedge Funds
81-317 Frequently Asked Questions on Independent Review Committee for Investment Funds
81-318 Request for Comment Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-323 Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fee
81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees
81-328 Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of National Instrument 81-102 Investment Funds
81-329 Reducing Regulatory Burden for Investment Fund Issuers
81-330 Status Report on Consultation on Embedded Commissions and Next Steps
81-331 Investment Funds Investing in Bail-in Debt
81-332 Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
81-333 Guidance on Effective Liquidity Risk Management for Investment Funds
81-334 ESG-Related Investment Fund Disclosure (Revised)
81-335 Investment Fund Settlement Cycles
81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers
81-402 Striking a New Balance: A Framework for Regulating Mutual Funds and Their Managers
81-406 Point of sale disclosure for mutual funds and segregated funds
81-407 Mutual Fund Fees
81-408 Consultation on the Option of Discontinuing Embedded Commissions
81-504 Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages and Equity Securities
81-508 Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and National Instrument 81-102 Mutual Funds
81-511 Exemption from Independent Review Committee Requirement for British Columbia Only Reporting Investment Funds
81-512 Exemptions from National Instrument 81-104 Commodity Pools
81-513 Self-Dealing
81-515 Revocation of Exemptions and Waivers from Prospectus Delivery Requirements under National Instrument 81-101 Mutual Fund Prospectus Disclosure
81-517 Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-518 Exemption from Prescribed Form of Mutual Fund Audit Reports in National Instrument 81-102 Investment Funds
81-522 Temporary Exemption from Delivery of Fund Facts and ETF Facts Documents For No-Trailing-Commission Switches
81-523 Exemption from Proficiency Requirements in National Instrument 81-104 Alternative Mutual Funds
81-524 Revocation of exemptions and waivers from prospectus delivery requirements under National Instrument 81-101 Mutual Fund Prospectus Disclosure in respect of fund facts delivery requirements for certain plans or programs
81-525 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
81-903 Report Required under Section 9 of BC Instrument 81-513 Self-Dealing
Document
81-101 Mutual Fund Prospectus Disclosure
81-102 Investment Funds
81-104 Alternative Mutual Funds
81-105 Mutual Fund Sales Practices
81-106 Investment Fund Continuous Disclosure
81-107 Independent Review Committee for Investment Funds
81-301 Mutual Fund Prospectus Disclosure System Concept Proposal - Request for Comment
81-302 Sales of Mutual Funds in Upcoming RRSP Season
81-303 Year 2000 Disclosure for Mutual Funds
81-304 Trust Accounts for Mutual Fund Securities
81-305 National Policy 12-201 - Mutual Reliance Review System ("MRRS") for Exemptive Relief Applications ("ERA") - ERA and Applications for Approvals or Exemptions under National Policy No. 39 "Mutual Funds" ("NP 39")
81-306 Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ration
81-308 Prospectus Filing Matters - Arthur Andersen LLP Consent
81-309 Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds when a reporting issuer appoints a new auditor as a result of Arthur Andersen LLP - Canada ceasing to practise public accounting
81-310 Frequently Asked Questions Fund of Fund Amendments
81-311 Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-312 Guidelines for Capital Accumulation Plans
81-313 Status of Proposed National Instrument 81-106 Investment Fund Continuous Disclosure
81-314 Removal of Foreign Content Restrictions for Registered Plans – Eliminating Indirect Foreign Content Exposure in Certain RSP Funds
81-319 Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds
81-320 Update on International Financial Reporting Standards for Investment Funds
81-321 Early use of the Fund Facts to satisfy prospectus delivery requirements
81-322 Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals
81-324 Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
81-325 Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
81-326 Update on an Alternative Funds Framework for Investment Funds
81-334 ESG-Related Investment Fund Disclosure
81-401 Proposed Regulatory Principles for Capital Accumulation Plans
81-403 Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
81-404 Proposed Guidelines For Capital Accumulation Plans
81-405 Proposed exemptions for certain capital accumulation plans
81-406 Point of sale disclosure for mutual funds and segregated funds
81-501 Mutual Funds Management Expense Ratio Calculation Transitional Relief
81-502 Confirmation of Purchase and Sale for Units of Certain Mutual Funds
81-503 Lapse date of Prospectuses Filed by Mutual Funds, Employee Venture Capital Corporations, and Venture Capital Corporations
81-504 Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages, and Equity Securities
81-505 First Renewal Prospectuses Filed by Mutual Funds Under National Policy Statement 36 Mutual Funds - Simplified Prospectus Disclosure System
81-506 Exemption for mutual funds from delivering financial statements
81-507 Revocation of BC Instrument 81-507 Exemption from Prospectus Delivery Requirement for Pre-authorized Purchase Plans
81-509 Mutual Fund Requirements
81-510 Exemption from Periodic Disclosure Requirements for Non-Redeemable Investment Funds
81-513 Self-Dealing
81-514 Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-516 Exemption from prospectus delivery requirement and fund facts document delivery requirement for pre-authorized investment plans
81-517 Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-519 Extension of Certain Filing, Sending, Delivering and Prospectus Renewal Requirements of Investment Funds
81-51X Exemptions from National Instrument 81-104 Commodity Pools
81-520 Temporary Variation from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities
81-521 Extension of Certain Filing, Sending, Delivering and Prospectus Renewal Requirements of Investment Funds with Deadlines during the Period from June 2 to September 30, 2020
81-701 Joint Forum of Financial Market Regulators - Recommendations for Changes in the Regulation of Mutual Funds and Individual Variable Insurance Contracts
81-801 Implementing National Instrument 81-106 Investment Fund Continuous Disclosure
81-901 Information Required to be Included in the Financial Statements of a Mutual Fund
81-902 Information Required in Prospectus of a Mutual Fund
81-903 Report Required Under Section 126 of the Act
81-904 Notice by Canadian Reporting Issuer to Become a Public Issuer/Mutual Fund