11-313 Withdrawal of Notices and Policies [CSA Notice]

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11-313 [CSA Notice]
Published: 2010-02-19
Effective: 2010-02-19

This notice formally withdraws a number of CSA and local notices and policies. In general, the withdrawn material will remain available for historical research purposes in the CSA members’ websites that permit comprehensive access to CSA notices.
 
CSA Notices

Staff of the members of the CSA have reviewed a number of CSA Notices. They have determined that some are outdated, no longer relevant, or no longer required. The following CSA Notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediate.

11-303The Uniform Securities Legislation Project
11-304Responses to Comments Received on Concept Proposal Blueprint for Uniform Securities Laws for Canada
11-306Extension of Comment Period for Consultation Drafts of the Uniform Securities Act and the Model Securities Administration Act
11-307Responses to Comments Received on Consultation Drafts for a Uniform Securities Act and a Model Securities Administration Act
11-308Guidelines for Use of Mobility Exemptions Under Part 5 of Multilateral Instrument 11-101 Principal Regulator System
11-402Concept Proposal for Uniform Securities LegislationConcept Proposal for Uniform Securities Legislation
11-404Consultation Drafts of the Uniform Securities Act and the Model Administration Act
12-303Exemptive Relief Applications and Year End
12-401National Application System Concept Proposal
13-306Guidance for SEDAR Users
13-307Notice of Amendments to the SEDAR Filer Manual
13-308Increases to SEDAR Annual Filing Service Charges
13-3142005 Changes to SEDAR Annual Filing Service Charges
13-316Amendments to the SEDAR Filer Manual
21-301Canadian Venture Exchange
21-302Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation
23-305Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
31-308Frequently Asked Questions Regarding NI 31-101 National Registration System and NP 31-201 National Registration System
31-309Proposed National Instrument 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements
31-310Proposed NI 31-103 Registration Requirements and Proposed 31-103CP Registration Requirements
33-304CSA Distribution Structures Committee Position Paper
33-307List of Canadian Registrant and Non-registrant Firms that Completed the CSA STP Readiness Assessment Survey
33-401Canadian Capital Market Association - T+1 White Paper
33-402Joint Forum Requests Comments on Principles and Practices for the Sale of Products and Services in the Financial Sector

41-304

43-305

44-401

Income Trusts: Prospectus Disclosure of Distributable Cash

CSA Mining Technical Advisory and Monitoring Committee

Concept Proposal for an Integrated Disclosure System

45-302Frequently Asked Questions Regarding the Resale Rules
45-305Frequently Asked Questions Regarding National Instrument
45-106 Prospectus and Registration Exemptions
46-302Consent to Amend Existing Escrow Agreements
51-301Conversion of Corporate Issuers to Trusts
51-305Canadian Capital Markets Association - Corporate Actions and Other Entitlements White Paper - October 2002
51-315Guidance Regarding the Determination of Constant Prices for Bitumen Reserves under National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
51-401Concept Proposal for an Integrated Disclosure System
51-402Illegal Insider Trading in Canada: Recommendations on Prevention, Detection and Deterrence Report
52-319Status of Proposed Repeal and Replacement of Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings
52-401Discussion Paper - Financial Reporting in Canada’s Capital Markets
58-301Extension of Comment Period for Proposed Multilateral Policy 58-201 Effective Corporate Governance and Proposed Multilateral Instrument 58-101 Disclosure Of Corporate Governance Practices
58-302Implementation of Corporate Governance Policy and Related Disclosure Instrument
58-304Review of National Instrument 58-101 Disclosure of Corporate Governance Practices and National Policy 58-201 Corporate Governance Guidelines
62-201Bids Made Only in Certain Jurisdictions
62-301Implementation of the Zimmerman Amendments Governing the Conduct of Take-over and Issuer Bids
62-303Identifying the Offeror in a Take-over Bid
62-304Conditions in Financing Arrangements for Take-over Bids and Issuer Bids
72-301Distributions Outside the Local Jurisdiction Proposed Multilateral Instrument 72-101
81-310Frequently Asked Questions - Fund of Fund Amendments

ASC Notices and Policies

Staff of the Alberta Securities Commission have reviewed a number of ASC Notices and Policies. They have determined that some are outdated, no longer relevant, or no longer required. The following ASC Notices and Policies are therefore withdrawn, effective immediately. 

22-701Notice of Public Forum to Discuss “Nets” and Market Fragmentation
33-601Surrender of Registration and Rescission of Uniform Act Policy No. 2-07
10Cease Trade Orders Issued Due to Delinquency In Filing Financial Statements
57-603Defaulting Reporting Issuers - OSC Proposed Policy 57-603

OSC Notices

Staff of the Ontario Securities Commission have reviewed a number of OSC Notices. They have determined that some are outdated, no longer relevant, or no longer required. The following OSC Notices are therefore withdrawn, effective immediately.

11-721 Policy Reformulation Table of Concordance and List of New Instruments
11-725Policy Reformulation Table of Concordance and List of New Instruments

11-726

11-727

Assignment of Policy Numbers

Assignment of Policy Numbers

11-730

11-731

Policy Reformulation Table of Concordance and List of New Instruments

Policy Reformulation Table of Concordance and List of New Instruments

11-732Proposal for the Ontario Securities Administration Act
11-733Policy Reformulation Table of Concordance and List of New Instruments
11-734Policy Reformulation Table of Concordance and List of New Instruments
11-735IOSCO and International Joint Forum Publish Reports on Outsourcing of Financial Services for Public Comment
11-736North American Securities Administrators Association (NASAA) Seeks Public Comment on Proposal to Extend the Model Secondary Market Trading Exemption for Qualifying Canadian Securities to TSX Venture Exchange
11-738IOSCO Seeks Public Comment on Draft Code of Conduct Fundamentals for Credit Rating Agencies
11-740International Joint Forum Publishes Consultation Report on Credit Risk Transfer
11-741IOSCO Publishes Draft Consultation Policy and Procedures for Public Comment
11-743IOSCO Publishes Consultation Report Concerning Governance of Collective Investment Schemes
11-744IOSCO and International Joint Forum Publish Final Recommendations about Outsourcing of Financial Services
11-745IOSCO Publishes for Consultation Best Practices Standards on Anti-Market Timing and Anti-Money Laundering Guidance for Collective Investment Schemes
11-746IOSCO Publishes Consultation Report:  Policies on Error Trades
11-747IOSCO and Basel Committee Publish Consultation Document on the Application of Basel II to Trading Activities and the Treatment of Double Default Effects
11-748IOSCO Publishes a Discussion Paper of the Compliance Function at Market Intermediaries
11-749International Joint Forum Publishes Final Report on Credit Risk Transfer
11-750IOSCO Releases Survey Report on the Regulation and Oversight of Auditors
11-751IOSCO Finalizes Consultation Policy and Procedures
45-706OSC Small Business Advisory Committee
51-703Implementation of Reporting Issuer Continuous Disclosure Review Program, Corporate Finance Branch
51-704Office of the Chief Accountant MD&A Guide
51-708Continuous Disclosure Review Program Report - August 2002
51-712Corporate Finance Review Program Report - August 2003
51-715Corporate Finance Review Program Report - October 2004
52-715CICA Assurance Standards Board Exposure Draft - Auditor Assistance to Underwriters and Others
52-716Filing Extensions for Continuous Disclosure Financial Statements

AMF Notices

Staff of the Autorité des marchés financiers have reviewed a number of AMF Notices. They have determined that some are outdated, no longer relevant, or no longer required. The following AMF Notices are therefore withdrawn, effective immediately.

CVMQ notice dated March 9, 2001 Offres publiques - Entrée en vigueur dans certaines provinces le 31 mars 2001 de modifications concernant les règles de conduite des offres publiques - la situation au Québec

CVMQ notice dated March 7, 2003 Forum conjoint des autorités de réglementation du marché financier - Projet de principes et pratiques relatifs à la vente de produits et services dans le secteur financier

Questions regarding this notice may be directed to:

Noreen Bent
British Columbia Securities Commission
Tel: (604) 899-6741     
nbent@bcsc.bc.ca
Simon Thompson
Ontario Securities Commission
Tel: (416) 593-8261
sthompson@osc.gov.on.ca
Kari Horn
Alberta Securities Commission
Tel: (403) 297-4698
kari.horn@asc.ca
Sylvia Pateras
Autorité des marchés financiers
Tel: (514) 395-0558, extension 2536
sylvia.pateras@lautorite.qc.ca
Manon Losier
New Brunswick Securities Commission
Tel: (506) 643-7690 
manon.losier@nbsc-cvmnb.ca
Barbara Shourounis
Saskatchewan Financial Services Commission
Tel: (306) 787-5842
bshourounis@sfsc.gov.sk.ca
Chris Besko
The Manitoba Securities Commission
Tel: (204) 945-2561
Chris.Besko@gov.mb.ca
Shirley Lee
Nova Scotia Securities Commission
Tel:  (902) 424-5441
leesp@gov.ns.ca