15-601 - Hearings [BCP - Rescinded]
Published Date: | 2010-01-13 |
---|---|
Effective Date: | 2010-01-11 |
Rescinded Date: | 2020-05-19 |
Document(s): |
Concurrently Published:
- BCN 2010/02 - Publication of Revised BC Policy 15-601 Hearings [BCN]
- BCN2019/05 - Notice and Request for Comment Consultation on the British Columbia Securities Commission BCP 15-601 Policy outlining procedures for hearings under the Securities Act [BCN - Rescinded]
Table of Contents
INTRODUCTION
PART 1 INTERPRETATION
1.1 Application
1.2 Defined terms
PART 2 HEARINGS
2.1 Procedures
2.2 Parties
2.3 Notices of hearings
2.4 Temporary orders
2.5 Summons of witnesses
2.6 Disclosure
2.7 Evidence
2.8 Electronic hearings
2.9 Facts, law
2.10 Notice of constitutional question
2.11 Notice of Human Rights Code question
2.12 Joint hearings
PART 3 ENFORCEMENT ORDERS UNDER SECTION 161(6)
3.1 Power
3.2 Procedure
PART 4 SETTLEMENTS IN ENFORCEMENT MATTERS
4.1 Delegation
4.2 Conditions
PART 5 REVIEWS
5.1 Purpose
5.2 Requests for reviews
5.3 Reviews by the Commission
5.4 Stays
5.5 Notices of hearings
5.6 Parties
5.7 Record
5.8 Statements of points
5.9 Form and scope of reviews
5.10 Scope of decisions
PART 6 HEARING MANAGEMENT
6.1 Purpose
6.2 Directions by commissioner
6.3 Outcome
6.4 Adjournments
6.5 Applications for rulings
PART 7 GENERAL
7.1 Counsel
7.2 Service
7.3 Consolidation
7.4 Recording evidence
7.5 Public attendance
7.6 Sending records
PART 8 RULINGS, FINDINGS AND DECISIONS
8.1 Sanctions
8.2 Administrative penalty
8.3 Conditions
8.4 Costs
8.5 Interest on financial sanctions and costs
8.6 Written reasons
8.7 Decisions
8.8 Timing
8.9 Delivery
8.10 Reviews and appeals of decisions