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33-318 Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives

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Document Published Effective Format
33-318 Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives [CSA Staff Notice] 2016-12-15 2016-12-15

CSA Related Documents

Document Published Effective Format
33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Towards Their Clients [CSA Consultation Paper] 2016-04-28 ---