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Securities Law

54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer

Document Published Effective
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI - Rescinded]
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2013-02-08 2013-02-11
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Advance Notice - Lapsed] 2004-11-26 2005-02-09
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI - Rescinded]
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2005-02-09 2005-02-09
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI - Rescinded] 2002-06-28 2002-07-01
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Blackline Amendment Advance Notice - Lapsed]
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2012-11-29 ---
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Advance Notice - Lapsed]
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2012-11-29 ---
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP - Rescinded]
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2013-02-08 2013-02-11
54-101CP Communications With Beneficial Owners of Securities of a Reporting Issuer [CP - Rescinded]
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2005-05-12 2005-02-11
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Advance Notice - Lapsed] 2004-11-26 2005-02-09
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP - Rescinded] 2002-06-28 2002-07-01
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Advance Notices

Document Published Effective
54-101 Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09
54-101CP Changes to Companion Policy 54-101CP to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09

Forms

Document Published Effective
54-101F1 Communication with Beneficial Owners of Securities of a Reporting Issuer [F Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
54-101F1 Explanation to Clients and Client Response Form [F - Rescinded]
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2005-02-09 2005-02-09
54-101F1 Explanation to Clients and Client Response Form [F - Rescinded] 2002-06-28 2002-07-01
54-101F2 Request for Beneficial Ownership Information [F - Rescinded]
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2005-02-09 2005-02-09
54-101F2 Request for Beneficial Ownership Information [F - Rescinded] 2002-06-28 2002-07-01
54-101F5 Electronic Format for NOBO List [F - Rescinded]
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2002-06-28 2002-07-01
54-101F6 Request for Voting Instructions made by Reporting Issuer [F - Rescinded]
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2002-06-21 2002-07-01
54-101F7 Request for Voting Instructions made by Intermediary [F - Rescinded]
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2002-06-28 2002-07-01
54-101F8 Legal Proxy [F - Rescinded]
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2005-02-09 2005-02-09
54-101F8 Legal Proxy [F - Rescinded] 2002-06-28 2002-07-01
54-101F9 Undertaking [F - Rescinded]
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2002-06-28 2002-07-01
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Proposed Amendments

Document Published Effective
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Amendment Proposed - Lapsed]
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2019-05-02 ---
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Proposed - Lapsed]
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2019-05-02 ---

Proposed Instruments or Policies

Document Published Effective
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Proposed - Lapsed]
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2011-06-17 ---
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Proposed - Lapsed] 2003-10-03 ---
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Amendment Proposed - Lapsed]
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2010-04-12 ---
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [NI Blackline Amendment Proposed - Lapsed]
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2011-06-17 ---
54-101 Communication With Beneficial Owners Of Securities Of A Reporting Issuer [NI Proposed - Lapsed]
PDF
Download
2000-09-01 ---
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2012-11-29 2013-02-11
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2011-06-17 ---
54-101CP Communication With Beneficial Owners Of Securities Of A Reporting Issuer [CP Proposed - Lapsed] 2000-09-01 ---
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Amendment Proposed - Lapsed]
PDF
Download
2010-04-12 ---
54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer [CP Amendment Proposed - Lapsed] 2003-10-03 ---
54-101F1 Explanation To Clients And Client Response Form [F Proposed - Lapsed] 2000-09-01 ---
54-101F2 Request For Beneficial Ownership Information [F Proposed - Lapsed] 2000-09-01 ---
54-101F3 Omnibus Proxy (Depositories) [F Proposed - Lapsed] 2000-09-01 ---
54-101F4 Omnibus Proxy (Proximate Intermediaries) [F Proposed - Lapsed] 2000-09-01 ---
54-101F5 Electronic Format For Nobo List [F Proposed - Lapsed] 2000-09-01 ---
54-101F6 Request For Voting Instructions Made By Reporting Issuer [F Proposed - Lapsed] 2000-09-01 ---
54-101F7 Request For Voting Instructions Made By Intermediary [F Proposed - Lapsed] 2000-09-01 ---
54-101F8 Legal Proxy [F Proposed - Lapsed] 2000-09-01 ---
54-101F9 Undertaking [F Proposed - Lapsed] 2000-09-01 ---
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