Decisions

Carolann Steinhoff and Investment Industry Regulatory Organization of Canada [Decision]

BCSECCOM #:
2013 BCSECCOM 308
Document Type:
Decision
Published Date:
2013-08-08
Effective Date:
2013-08-07
Details:

2013 BCSECCOM 308

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Hearing and Review

PanelBrent W. AitkenVice Chair
Audrey T. Ho
Don Rowlatt
Commissioner
Commissioner
Dates of HearingFebruary 26 and 27, 2013
Date of DecisionAugust 7, 2013
Appearing
Gregory N. Harney

D. Geoffrey Cowper, QC
For Carolann Steinhoff

For the Investment Industry Regulatory Organization of Canada