Decisions

Carolann Steinhoff and Investment Industry Regulatory Organization of Canada [Decision]

BCSECCOM #:
2014 BCSECCOM 23
Document Type:
Decision
Published Date:
2014-01-17
Effective Date:
2014-01-15
Details:

2014 BCSECCOM 23

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Carolann Steinhoff
Investment Industry Regulatory Organization of Canada

Section 28 of the Securities Act, RSBC 1996, c. 418

Hearing and Review

PanelBrent W. AitkenVice Chair
Audrey T. Ho Commissioner
Don Rowlatt
Commissioner
Date of HearingDecember 16, 2013
Date of Decision
January 15, 2014
Appearing
Ronald N. Pelletier
For Carolann Steinhoff
D. Geoffrey Cowper,
QC
For the Investment Industry Regulatory Organization of Canada