Decisions
The Castleton Group, Beltway M&A and Waverly M&A [Order]
|
BCSECCOM #:
2009 BCSECCOM 619
|
Document Type:
Order
|
|
Published Date:
2009-11-05
|
Effective Date:
2009-11-04
|
|
Details:
|
|
2009 BCSECCOM 619
Click on the Adobe icon to launch the Acrobat Reader
2009 BCSECCOM 619
The Castleton Group, Beltway M&A and
Waverly M&A
Section 161 of the Securities Act, RSBC 1996, c. 418
Order
¶ 1 At a hearing on November 4, 2009, the executive director applied for orders against The Castleton Group, Beltway M&A and Waverly M&A under section 161(1) of the Securities Act, RSBC 1996, c. 418.
¶ 2 Considering it to be in the public interest, we order:
1. under section 161(1)(b) of the Act, that Castleton, Beltway and Waverly cease trading permanently, and are permanently prohibited from purchasing, securities; and
2. under section 161(1)(d)(v), that Castleton, Beltway and Waverly are permanently prohibited from engaging in investor relations activities.
¶ 4 For the Commission
Brent W. Aitken
Commissioner
David J. Smith
Commissioner
Suzanne K. Wiltshire
Commissioner