BCSC

Decisions

Trudi Hendry [Reciprocal Order]

BCSECCOM #: 2014 BCSECCOM 13	Document Type: Reciprocal Order
Published Date: 2014-01-30	Effective Date: 2014-01-16
Details:

2014 BCSECCOM 13

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Reciprocal Order

Trudi Hendry

Section 161 of the Securities Act, RSBC 1996, c. 418

Introduction

¶ 1 This is an order under sections 161(1) and 161(6)(c) and (d) of the Securities Act, RSBC 1996,

c. 418.

Background

¶ 2 Trudi Hendry agreed with the New Brunswick Securities Commission to be subject to sanctions in a settlement agreement the NBSC approved on December 13, 2010 in Shaker Management Group Inc. and Trudi Hendry.

Order

¶ 3 After providing Hendry an opportunity to be heard, and considering staff’s and Hendry’s submissions, and considering it to be in the public interest, we order:

1. under section 161(1)(b) of the Act, that Hendry cease trading in securities until December 13, 2015, except that Hendry may trade securities in accordance with the terms of the NBSC order;

2. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Hendry until December 13, 2015; and

3. under section 161(1)(d)(ii) of the Act, that Hendry is prohibited until December 13, 2015 from becoming or acting as a director or officer of any issuer.

¶ 4 January 16, 2014

¶ 5 For the Commission

Brent W. Aitken	Don Rowlatt
Vice Chair	Commissioner